<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/11?registers=between Mon, 21 Jul 2025 21:36:53 -0700 Mon, 21 Jul 2025 21:36:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/11?registers=between Notice - RMR Mortgage Trust https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27206.html https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27206.html Fri, 11 Dec 2020 00:00:00 -0800 2020-27206 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-11/pdf/2020-27206.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Modify Rule 971.1NY Regarding Customer Best Execution Auctions to Provide Optional All-or-None Functionality for Larger-Sized Orders https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27203.html https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27203.html Fri, 11 Dec 2020 00:00:00 -0800 2020-27203 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-11/pdf/2020-27203.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Temporary Rules To Extend the Time by Which Trading Permit Holders must Complete Their Office Inspections for the Calendar Year 2020 and To Provide Temporary Remote Inspection Relief for Their Office Inspections for Calendar Years 2020 and 2021 https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27202.html https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27202.html Fri, 11 Dec 2020 00:00:00 -0800 2020-27202 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-11/pdf/2020-27202.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2611, Odd and Mixed Lots https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27201.html https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27201.html Fri, 11 Dec 2020 00:00:00 -0800 2020-27201 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-11/pdf/2020-27201.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Its Equity and General Rules From Its Current Rulebook Into Its New Rulebook Shell https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27200.html https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27200.html Fri, 11 Dec 2020 00:00:00 -0800 2020-27200 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-11/pdf/2020-27200.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27199.html https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27199.html Fri, 11 Dec 2020 00:00:00 -0800 2020-27199 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-11/pdf/2020-27199.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Listing Rules Related to Board Diversity https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27091.html https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-27091.html Fri, 11 Dec 2020 00:00:00 -0800 2020-27091 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-11/pdf/2020-27091.pdf Proposed Rule - Modernization of Rules and Forms for Compensatory Securities Offerings and Sales https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-26390.html https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-26390.html Fri, 11 Dec 2020 00:00:00 -0800 2020-26390 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-12-11/pdf/2020-26390.pdf Proposed Rule - Temporary Rules to Include Certain “Platform Workers” in Compensatory Offerings Under Rule 701 and Form S-8 https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-26374.html https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-26374.html Fri, 11 Dec 2020 00:00:00 -0800 2020-26374 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-12-11/pdf/2020-26374.pdf Rule - Qualifications of Accountants https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-23364.html https://regulations.justia.com/regulations/fedreg/2020/12/11/2020-23364.html Fri, 11 Dec 2020 00:00:00 -0800 2020-23364 Rule https://www.govinfo.gov/content/pkg/FR-2020-12-11/pdf/2020-23364.pdf