<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/07?registers=between Tue, 21 May 2024 21:20:06 -0700 Tue, 21 May 2024 21:20:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/07?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26899.html https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26899.html Mon, 07 Dec 2020 00:00:00 -0800 2020-26899 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-07/pdf/2020-26899.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26892.html https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26892.html Mon, 07 Dec 2020 00:00:00 -0800 2020-26892 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-07/pdf/2020-26892.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Guide to the DTC Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26787.html https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26787.html Mon, 07 Dec 2020 00:00:00 -0800 2020-26787 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-07/pdf/2020-26787.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Clearance Maintenance Fee, Reduce the End of Day Position Fee of the Government Securities Division, and Describe the Current Rebate Policy https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26786.html https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26786.html Mon, 07 Dec 2020 00:00:00 -0800 2020-26786 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-07/pdf/2020-26786.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Fee Structure https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26785.html https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26785.html Mon, 07 Dec 2020 00:00:00 -0800 2020-26785 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-07/pdf/2020-26785.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exempt Proxy Portfolio Shares From Certain Governance Requirements and Include Proxy Portfolio Shares to the List of Products Covered Under Nasdaq Rule 4120 (Limit Up-Limit Down Plan and Trading Halts) https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26784.html https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26784.html Mon, 07 Dec 2020 00:00:00 -0800 2020-26784 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-07/pdf/2020-26784.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Amendments to LCH SA's Liquidity Risk Modelling Framework https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26783.html https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-26783.html Mon, 07 Dec 2020 00:00:00 -0800 2020-26783 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-07/pdf/2020-26783.pdf