<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/01?registers=between Sun, 29 Dec 2024 10:14:39 -0800 Sun, 29 Dec 2024 10:14:39 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/12/01?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26550.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26550.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26550 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26550.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26505.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26505.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26505 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26505.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7020 (“Days and Hours of Business”) https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26501.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26501.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26501 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26501.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Provisions of the Exchange's Second Amended and Restated Limited Liability Company Agreement https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26500.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26500.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26500 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26500.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Annual Listing Fees https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26499.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26499.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26499 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26499.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26497.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26497.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26497 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26497.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26494.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26494.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26494 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26494.pdf Notice - Order Granting Conditional Exemptive Relief, Pursuant to Section 36 of the Securities Exchange Act of 1934 (“Exchange Act”) With Respect to Futures Contracts on the SPIKESTM https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26419.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26419.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26419 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26419.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, a Proposed Rule Change in Connection With the Proposed Establishment of the Boston Security Token Exchange LLC as a Facility of the Exchange https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26412.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26412.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26412 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26412.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26411.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26411.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26411 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26411.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Its Early Trading Session https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26406.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26406.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26406 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26406.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of an Amendment to Rule 518, Complex Orders, To Permit Legging Through the Simple Market https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26405.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26405.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26405 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26405.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26404.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26404.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26404 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26404.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26403.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26403.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26403 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26403.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Pricing Schedule at Options 7 for Orders Entered Into the Exchange's Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26402.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26402.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26402 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26402.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26401.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26401.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26401 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26401.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to an Amendment to Options 7, Section 4, Related to Complex Orders Fees and Rebates, and Options 7, Section 9 https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26400.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26400.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26400 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26400.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and Make Related Changes to Rules 7.32, 7.35C, 46B, and 47 https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26399.html https://regulations.justia.com/regulations/fedreg/2020/12/01/2020-26399.html Tue, 01 Dec 2020 00:00:00 -0800 2020-26399 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-01/pdf/2020-26399.pdf