<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/30?registers=between Thu, 23 May 2024 04:35:04 -0700 Thu, 23 May 2024 04:35:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/30?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26413.html https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26413.html Mon, 30 Nov 2020 00:00:00 -0800 2020-26413 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-30/pdf/2020-26413.pdf Notice - Statement on Central Counterparties Authorized Under the European Markets Infrastructure Regulation Seeking To Register as a Clearing Agency or To Request Exemptions From Certain Requirements Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26285.html https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26285.html Mon, 30 Nov 2020 00:00:00 -0800 2020-26285 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-30/pdf/2020-26285.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change To Establish the ClaimConnectTM https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26282.html https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26282.html Mon, 30 Nov 2020 00:00:00 -0800 2020-26282 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-30/pdf/2020-26282.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2618, Risk Settings and Trading Risk Metrics https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26281.html https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26281.html Mon, 30 Nov 2020 00:00:00 -0800 2020-26281 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-30/pdf/2020-26281.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide and the Guide to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26280.html https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26280.html Mon, 30 Nov 2020 00:00:00 -0800 2020-26280 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-30/pdf/2020-26280.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 5.52(d) in Connection With a Market-Maker's Electronic Volume Transacted on the Exchange https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26279.html https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-26279.html Mon, 30 Nov 2020 00:00:00 -0800 2020-26279 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-30/pdf/2020-26279.pdf