<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/24?registers=between Thu, 23 May 2024 05:08:53 -0700 Thu, 23 May 2024 05:08:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/24?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades by Modifying the Application of the Access Fee and Amending the Fees for NYSE Arca Trades by Adopting a Waiver Applicable to the Redistribution Fee https://regulations.justia.com/regulations/fedreg/2020/11/24/C1-2020-25391.html https://regulations.justia.com/regulations/fedreg/2020/11/24/C1-2020-25391.html Tue, 24 Nov 2020 00:00:00 -0800 C1-2020-25391 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/C1-2020-25391.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Qualified Contingent Cross Orders Available for FLEX Option Trading https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25909.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25909.html Tue, 24 Nov 2020 00:00:00 -0800 2020-25909 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25909.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Year 2020 and Calendar Year 2021) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25902.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25902.html Tue, 24 Nov 2020 00:00:00 -0800 2020-25902 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25902.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25901.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25901.html Tue, 24 Nov 2020 00:00:00 -0800 2020-25901 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25901.pdf Notice - Oaktree Strategic Income II, Inc., et al. https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25900.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25900.html Tue, 24 Nov 2020 00:00:00 -0800 2020-25900 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25900.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical and Conforming Amendments to Options 4, Sections 3 and 5 https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25899.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25899.html Tue, 24 Nov 2020 00:00:00 -0800 2020-25899 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25899.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25898.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25898.html Tue, 24 Nov 2020 00:00:00 -0800 2020-25898 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25898.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 30b2-1 https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25897.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25897.html Tue, 24 Nov 2020 00:00:00 -0800 2020-25897 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25897.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25896.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25896.html Tue, 24 Nov 2020 00:00:00 -0800 2020-25896 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25896.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25895.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25895.html Tue, 24 Nov 2020 00:00:00 -0800 2020-25895 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25895.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25894.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25894.html Tue, 24 Nov 2020 00:00:00 -0800 2020-25894 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25894.pdf Rule - Customer Margin Rules Relating to Security Futures https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24353.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24353.html Tue, 24 Nov 2020 00:00:00 -0800 2020-24353 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24353.pdf