<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/19?registers=between Mon, 21 Jul 2025 21:30:41 -0700 Mon, 21 Jul 2025 21:30:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/19?registers=between Notice - Order Setting Aside the Order by Delegated Authority Approving SR-IEX-2018-06; In the Matter of Investors Exchange LLC, 3 World Trade Center 58th Floor, New York, NY 10007, File No. SR-IEX-2018-06 https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25508.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25508.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25508 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25508.pdf Notice - Securities Exchange Act of 1934; In the Matter of: Cboe BZX Exchange, Inc., 400 South LaSalle Street, Chicago, IL 60605, File No. SR-CboeBZX-2018-044; Order Setting Aside the Order by Delegated Authority Disapproving SR-CboeBZX-2018-044 https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25507.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25507.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25507 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25507.pdf Notice - Order Setting Aside the Order by Delegated Authority Disapproving SR-NYSEArca-2018-02; In the Matter of NYSE Arca, Inc., 11 Wall St., New York, NY 10005; File No. SR-NYSEArca-2018-02 https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25506.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25506.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25506 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25506.pdf Notice - Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25505.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25505.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25505 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25505.pdf Notice - Securities Exchange Act of 1934; In the Matter of: NYSE Area, Inc., 11 Wall St., New York, NY 10005, File No. SR-NYSEArca-2019-01; Order Setting Aside the Order by Delegated Authority Disapproving SR-NYSEArca-2019-01 https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25504.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25504.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25504 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25504.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25502.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25502.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25502 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25502.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25501.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25501.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25501 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25501.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule Regarding the Criteria To Qualify for a Posting Credit on Certain Customer Volume https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25500.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25500.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25500 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25500.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 8.900-E To Adopt Generic Listing Standards for Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25499.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25499.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25499 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25499.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Automate the Exchange's Process for Initiating the Re-Opening of a Security Listed on the New York Stock Exchange LLC Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25497.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25497.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25497 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25497.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Automate the Exchange's Process for Initiating the Re-Opening of a Security Listed on the New York Stock Exchange LLC Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25496.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25496.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25496 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25496.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Automate the Exchange's Process for Initiating the Re-Opening of a Security Listed on the New York Stock Exchange LLC Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25495.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25495.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25495 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25495.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Automate the Exchange's Process for Initiating the Re-Opening of a Security Listed on the New York Stock Exchange LLC Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25494.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25494.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25494 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25494.pdf Notice - NB Crossroads Private Markets Access Fund LLC and Neuberger Berman Investment Advisers LLC https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25492.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25492.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25492 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25492.pdf Notice - Northern Funds and Northern Trust Investments, Inc. https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25491.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25491.html Thu, 19 Nov 2020 00:00:00 -0800 2020-25491 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25491.pdf Rule - Fund of Funds Arrangements https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-23355.html https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-23355.html Thu, 19 Nov 2020 00:00:00 -0800 2020-23355 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-23355.pdf