Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/19?limit=200&registers=between&mode=atom 2024-12-28T16:27:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25508.html Notice - Order Setting Aside the Order by Delegated Authority Approving SR-IEX-2018-06; In the Matter of Investors Exchange LLC, 3 World Trade Center 58th Floor, New York, NY 10007, File No. SR-IEX-2018-06 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25508 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25508.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25507.html Notice - Securities Exchange Act of 1934; In the Matter of: Cboe BZX Exchange, Inc., 400 South LaSalle Street, Chicago, IL 60605, File No. SR-CboeBZX-2018-044; Order Setting Aside the Order by Delegated Authority Disapproving SR-CboeBZX-2018-044 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25507 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25507.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25506.html Notice - Order Setting Aside the Order by Delegated Authority Disapproving SR-NYSEArca-2018-02; In the Matter of NYSE Arca, Inc., 11 Wall St., New York, NY 10005; File No. SR-NYSEArca-2018-02 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25506 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25506.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25505.html Notice - Securities Exchange Act of 1934 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25505 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25505.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25504.html Notice - Securities Exchange Act of 1934; In the Matter of: NYSE Area, Inc., 11 Wall St., New York, NY 10005, File No. SR-NYSEArca-2019-01; Order Setting Aside the Order by Delegated Authority Disapproving SR-NYSEArca-2019-01 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25504 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25504.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25502.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Service Guide 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25502 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25502.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25501.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25501 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25501.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25500.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule Regarding the Criteria To Qualify for a Posting Credit on Certain Customer Volume 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25500 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25500.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25499.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 8.900-E To Adopt Generic Listing Standards for Managed Portfolio Shares 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25499 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25499.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25497.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Automate the Exchange's Process for Initiating the Re-Opening of a Security Listed on the New York Stock Exchange LLC Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25497 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25497.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25496.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Automate the Exchange's Process for Initiating the Re-Opening of a Security Listed on the New York Stock Exchange LLC Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25496 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25496.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25495.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Automate the Exchange's Process for Initiating the Re-Opening of a Security Listed on the New York Stock Exchange LLC Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25495 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25495.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25494.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Automate the Exchange's Process for Initiating the Re-Opening of a Security Listed on the New York Stock Exchange LLC Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25494 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25494.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25492.html Notice - NB Crossroads Private Markets Access Fund LLC and Neuberger Berman Investment Advisers LLC 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25492 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25492.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-25491.html Notice - Northern Funds and Northern Trust Investments, Inc. 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-25491 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-25491.pdf https://regulations.justia.com/regulations/fedreg/2020/11/19/2020-23355.html Rule - Fund of Funds Arrangements 2020-11-19T00:00:00-08:00 2020-11-19T00:00:00-08:00 2020-23355 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-19/pdf/2020-23355.pdf