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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/18?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/18?registers=between
Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Advance Notice Related to Proposed Changes To Update the Options Clearing Corporation's Recovery and Orderly Wind-Down Plan
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25441.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25441.htmlWed, 18 Nov 2020 00:00:00 -08002020-25441Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25441.pdfNotice - Order Granting a Temporary Conditional Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Reporting of Certain Activities on the Floor of National Securities Exchanges and Certain Activities by Industry Members Off Exchange Floors, as Required by Section 6.4(d) of the National Market System Plan Governing the Consolidated Audit Trail
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25393.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25393.htmlWed, 18 Nov 2020 00:00:00 -08002020-25393Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25393.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Regarding the Amount of Rebates for Initiating a Complex Customer Best Execution Auction
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25392.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25392.htmlWed, 18 Nov 2020 00:00:00 -08002020-25392Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25392.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades by Modifying the Application of the Access Fee and Amending the Fees for NYSE Arca Trades by Adopting a Waiver Applicable to the Redistribution Fee
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25391.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25391.htmlWed, 18 Nov 2020 00:00:00 -08002020-25391Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25391.pdfNotice - Self-Regulatory Organizations; NYSE American, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE American BBO and NYSE American Trades by Modifying the Application of the Access Fee and Amending the Fees for NYSE American Trades by Adopting a Waiver Applicable to the Redistribution Fee
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25390.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25390.htmlWed, 18 Nov 2020 00:00:00 -08002020-25390Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25390.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades by Modifying the Application of the Access Fee and Amending the Fees for NYSE Trades by Adopting a Waiver Applicable to the Redistribution Fee
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25389.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25389.htmlWed, 18 Nov 2020 00:00:00 -08002020-25389Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25389.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt the OCC Third-Party Risk Management Framework and Retire the OCC Counterparty Credit Risk Management Framework
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25388.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25388.htmlWed, 18 Nov 2020 00:00:00 -08002020-25388Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25388.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Fees Related to Transactions in Mini-SPX Index (“XSP”) Options
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25385.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25385.htmlWed, 18 Nov 2020 00:00:00 -08002020-25385Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25385.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Correct Drafting Error in a Footnote
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25384.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25384.htmlWed, 18 Nov 2020 00:00:00 -08002020-25384Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25384.pdfNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25383.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25383.htmlWed, 18 Nov 2020 00:00:00 -08002020-25383Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25383.pdfNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Equities Fee Schedule
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25382.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25382.htmlWed, 18 Nov 2020 00:00:00 -08002020-25382Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25382.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Granularity of Timestamps in Trade Reports Submitted to FINRA's Equity Trade Reporting Facilities
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25381.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25381.htmlWed, 18 Nov 2020 00:00:00 -08002020-25381Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25381.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical and Conforming Amendments to The Nasdaq Options Market Rules at Options 4
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25380.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25380.htmlWed, 18 Nov 2020 00:00:00 -08002020-25380Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25380.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25356.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25356.htmlWed, 18 Nov 2020 00:00:00 -08002020-25356Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25356.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25355.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25355.htmlWed, 18 Nov 2020 00:00:00 -08002020-25355Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25355.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25354.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25354.htmlWed, 18 Nov 2020 00:00:00 -08002020-25354Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25354.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25353.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25353.htmlWed, 18 Nov 2020 00:00:00 -08002020-25353Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25353.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25352.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25352.htmlWed, 18 Nov 2020 00:00:00 -08002020-25352Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25352.pdfNotice - Proposed Collection for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25351.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25351.htmlWed, 18 Nov 2020 00:00:00 -08002020-25351Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25351.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25350.html
https://regulations.justia.com/regulations/fedreg/2020/11/18/2020-25350.htmlWed, 18 Nov 2020 00:00:00 -08002020-25350Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-18/pdf/2020-25350.pdf