<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/17?registers=between Thu, 17 Jul 2025 21:37:50 -0700 Thu, 17 Jul 2025 21:37:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/17?registers=between Notice - AdvisorShares Trust, et al. https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25329.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25329.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25329 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25329.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Exchange Rules 1015, 9261, 9524 and 9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25271.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25271.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25271 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25271.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 4613, 4702, and 4703 https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25270.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25270.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25270 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25270.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Certificate of Formation, Amended and Restated Limited Liability Company Agreement, and the By-Laws https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25269.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25269.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25269 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25269.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Amend Rules 7.35 and 7.35A https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25268.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25268.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25268 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25268.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Government Securities Division Rulebook To Add a Pre-Payment Assessment and Certain Credits in Connection With a New Service, Which Has Not Yet Been Proposed for and Would Be Subject to Regulatory Approval https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25267.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25267.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25267 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25267.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Certificate of Formation, Amended and Restated Limited Liability Company Agreement, and the By-Laws https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25266.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25266.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25266 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25266.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Amended and Restated Certificate of Formation, Second Amended and Restated Limited Liability Company Agreement, and the Amended and Restated By-Laws https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25264.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25264.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25264 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25264.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25263.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25263.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25263 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25263.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25256.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25256.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25256 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25256.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25255.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25255.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25255 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25255.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25253.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25253.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25253 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25253.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25251.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25251.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25251 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25251.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25248.html https://regulations.justia.com/regulations/fedreg/2020/11/17/2020-25248.html Tue, 17 Nov 2020 00:00:00 -0800 2020-25248 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-17/pdf/2020-25248.pdf