<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/16?registers=between Sat, 28 Dec 2024 17:05:59 -0800 Sat, 28 Dec 2024 17:05:59 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/16?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to Advance Notice To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25202.html https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25202.html Mon, 16 Nov 2020 00:00:00 -0800 2020-25202 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-16/pdf/2020-25202.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25182.html https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25182.html Mon, 16 Nov 2020 00:00:00 -0800 2020-25182 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-16/pdf/2020-25182.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Certain Fees Related to the Listing and Trading of Options Contracts on the Mini-SPX Index (“XSP”) and Update Certain Other Language in the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25181.html https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25181.html Mon, 16 Nov 2020 00:00:00 -0800 2020-25181 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-16/pdf/2020-25181.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Proposed Rule Change To Utilize the FIX Protocol To Submit Orders to BX's Price Improvement Auction Mechanism https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25180.html https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25180.html Mon, 16 Nov 2020 00:00:00 -0800 2020-25180 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-16/pdf/2020-25180.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Proposed Rule Change To Amend Options 4, Section 5, To Limit Short Term Options Series Intervals Between Strikes Which are Available for Quoting and Trading on BX https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25179.html https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25179.html Mon, 16 Nov 2020 00:00:00 -0800 2020-25179 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-16/pdf/2020-25179.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Requirement Applicable to Special Purpose Acquisition Companies Upon Consummation of a Business Combination Concerning Compliance With the Round Lot Shareholder Requirement https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25178.html https://regulations.justia.com/regulations/fedreg/2020/11/16/2020-25178.html Mon, 16 Nov 2020 00:00:00 -0800 2020-25178 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-16/pdf/2020-25178.pdf