<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/13?registers=between Sun, 20 Jul 2025 00:58:18 -0700 Sun, 20 Jul 2025 00:58:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/13?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25214.html https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25214.html Fri, 13 Nov 2020 00:00:00 -0800 2020-25214 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25214.pdf Notice - Notice of Substituted Compliance Application Submitted by the Bundesanstalt für Finanzdienstleistungsaufsicht in Connection With Certain Requirements Applicable to Security-Based Swap Entities Subject to Regulation in the Federal Republic of Germany; Proposed Order https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25166.html https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25166.html Fri, 13 Nov 2020 00:00:00 -0800 2020-25166 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25166.pdf Notice - Upstart Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25160.html https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25160.html Fri, 13 Nov 2020 00:00:00 -0800 2020-25160 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25160.pdf Notice - Asset Management Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25123.html https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25123.html Fri, 13 Nov 2020 00:00:00 -0800 2020-25123 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25123.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change To Amend Rule 4 https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25060.html https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25060.html Fri, 13 Nov 2020 00:00:00 -0800 2020-25060 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25060.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend to NYSE Rule 122 Related to Orders With More Than One Broker https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25059.html https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25059.html Fri, 13 Nov 2020 00:00:00 -0800 2020-25059 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25059.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Rule 14.10, Requirements for Securities Issued by the Exchange or Its Affiliates https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25058.html https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25058.html Fri, 13 Nov 2020 00:00:00 -0800 2020-25058 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25058.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.10, Requirements for Securities Issued by the Exchange or its Affiliates https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25056.html https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25056.html Fri, 13 Nov 2020 00:00:00 -0800 2020-25056 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25056.pdf Notice - Invesco Capital Management LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25050.html https://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25050.html Fri, 13 Nov 2020 00:00:00 -0800 2020-25050 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25050.pdf