Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/13?limit=200®isters=between&mode=atom2024-05-23T05:18:48-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25214.htmlNotice - Sunshine Act Meetings2020-11-13T00:00:00-08:002020-11-13T00:00:00-08:002020-25214Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25214.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25166.htmlNotice - Notice of Substituted Compliance Application Submitted by the Bundesanstalt für Finanzdienstleistungsaufsicht in Connection With Certain Requirements Applicable to Security-Based Swap Entities Subject to Regulation in the Federal Republic of Germany; Proposed Order2020-11-13T00:00:00-08:002020-11-13T00:00:00-08:002020-25166Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25166.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25160.htmlNotice - Upstart Holdings, Inc.2020-11-13T00:00:00-08:002020-11-13T00:00:00-08:002020-25160Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25160.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25123.htmlNotice - Asset Management Advisory Committee2020-11-13T00:00:00-08:002020-11-13T00:00:00-08:002020-25123Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25123.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25060.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change To Amend Rule 42020-11-13T00:00:00-08:002020-11-13T00:00:00-08:002020-25060Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25060.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25059.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend to NYSE Rule 122 Related to Orders With More Than One Broker2020-11-13T00:00:00-08:002020-11-13T00:00:00-08:002020-25059Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25059.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25058.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Rule 14.10, Requirements for Securities Issued by the Exchange or Its Affiliates2020-11-13T00:00:00-08:002020-11-13T00:00:00-08:002020-25058Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25058.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25056.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.10, Requirements for Securities Issued by the Exchange or its Affiliates2020-11-13T00:00:00-08:002020-11-13T00:00:00-08:002020-25056Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25056.pdfhttps://regulations.justia.com/regulations/fedreg/2020/11/13/2020-25050.htmlNotice - Invesco Capital Management LLC, et al.; Notice of Application2020-11-13T00:00:00-08:002020-11-13T00:00:00-08:002020-25050Noticehttps://www.govinfo.gov/content/pkg/FR-2020-11-13/pdf/2020-25050.pdf