<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/12?registers=between Sat, 18 May 2024 15:55:06 -0700 Sat, 18 May 2024 15:55:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/12?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.10, Requirements for Securities Issued by the Exchange or Its Affiliates https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-25057.html https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-25057.html Thu, 12 Nov 2020 00:00:00 -0800 2020-25057 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-12/pdf/2020-25057.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of No Objection To Advance Notice To Amend Rule 4 https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-25006.html https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-25006.html Thu, 12 Nov 2020 00:00:00 -0800 2020-25006 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-12/pdf/2020-25006.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.35C https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24986.html https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24986.html Thu, 12 Nov 2020 00:00:00 -0800 2020-24986 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-12/pdf/2020-24986.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Temporary Supplementary Material .13 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) Under Nasdaq Rule 1.1210 https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24967.html https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24967.html Thu, 12 Nov 2020 00:00:00 -0800 2020-24967 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-12/pdf/2020-24967.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Treat as an Eligible Switch, for Purposes of IM-5900-7, an Acquisition Company That Switches From NYSE to Nasdaq After Announcing a Business Combination https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24966.html https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24966.html Thu, 12 Nov 2020 00:00:00 -0800 2020-24966 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-12/pdf/2020-24966.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Eliminate the Listing Fee Waiver for Issuers of Certain ETPs https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24965.html https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24965.html Thu, 12 Nov 2020 00:00:00 -0800 2020-24965 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-12/pdf/2020-24965.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Nasdaq Rule 5704 https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24964.html https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24964.html Thu, 12 Nov 2020 00:00:00 -0800 2020-24964 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-12/pdf/2020-24964.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Increase the Number of Additional Limited Service MIAX Express Interface Ports Available to Market Makers https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24963.html https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24963.html Thu, 12 Nov 2020 00:00:00 -0800 2020-24963 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-12/pdf/2020-24963.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Equity Transaction Fee Rebate Tiers https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24962.html https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24962.html Thu, 12 Nov 2020 00:00:00 -0800 2020-24962 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-12/pdf/2020-24962.pdf Notice - Arena Holdings Management LLC https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24956.html https://regulations.justia.com/regulations/fedreg/2020/11/12/2020-24956.html Thu, 12 Nov 2020 00:00:00 -0800 2020-24956 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-12/pdf/2020-24956.pdf