<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/09?registers=between Thu, 17 Jul 2025 08:22:18 -0700 Thu, 17 Jul 2025 08:22:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/09?registers=between Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24846.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24846.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24846 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24846.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24844.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24844.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24844 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24844.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24843.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24843.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24843 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24843.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24842.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24842.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24842 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24842.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24841.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24841.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24841 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24841.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24840.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24840.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24840 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24840.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24839.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24839.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24839 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24839.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24838.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24838.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24838 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24838.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24792.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24792.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24792 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24792.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24791.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24791.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24791 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24791.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24790.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24790.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24790 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24790.pdf Notice - Self-Regulatory Organizations; NYSE American, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24789.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24789.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24789 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24789.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24788.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24788.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24788 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24788.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. To Align the Grounds for Member Removal From the NAC With an Existing Provision in the FINRA By-Laws https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24787.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24787.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24787 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24787.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF Under Rule 8.900-E https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24786.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24786.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24786 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24786.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Government Securities Division Rulebook To Clarify Which Funds-Only Settlement Payments and Underlying Marks Are Applicable to Certain Transactions, and Make Other Changes https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24785.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24785.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24785 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24785.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Delta-Adjusted at Close Order Instruction https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24784.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24784.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24784 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24784.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Update The Options Clearing Corporation's Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24783.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24783.html Mon, 09 Nov 2020 00:00:00 -0800 2020-24783 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24783.pdf