Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/09?limit=200&registers=between&mode=atom 2024-12-28T17:10:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24846.html Notice - Investor Advisory Committee Meeting 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24846 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24846.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24844.html Notice - Proposed Collection; Comment Request 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24844 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24844.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24843.html Notice - Proposed Collection; Comment Request 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24843 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24843.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24842.html Notice - Submission for OMB Review; Comment Request 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24842 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24842.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24841.html Notice - Proposed Collection; Comment Request 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24841 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24841.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24840.html Notice - Submission for OMB Review; Comment Request 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24840 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24840.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24839.html Notice - Submission for OMB Review; Comment Request 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24839 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24839.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24838.html Notice - Submission for OMB Review; Comment Request 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24838 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24838.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24792.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24792 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24792.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24791.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24791 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24791.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24790.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24790 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24790.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24789.html Notice - Self-Regulatory Organizations; NYSE American, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24789 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24789.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24788.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Co-Location Services To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24788 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24788.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24787.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the By-Laws of FINRA Regulation, Inc. To Align the Grounds for Member Removal From the NAC With an Existing Provision in the FINRA By-Laws 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24787 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24787.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24786.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF Under Rule 8.900-E 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24786 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24786.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24785.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Government Securities Division Rulebook To Clarify Which Funds-Only Settlement Payments and Underlying Marks Are Applicable to Certain Transactions, and Make Other Changes 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24785 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24785.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24784.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Delta-Adjusted at Close Order Instruction 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24784 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24784.pdf https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-24783.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Update The Options Clearing Corporation's Recovery and Orderly Wind-Down Plan 2020-11-09T00:00:00-08:00 2020-11-09T00:00:00-08:00 2020-24783 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-24783.pdf