<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/06?registers=between Wed, 13 Aug 2025 09:08:28 -0700 Wed, 13 Aug 2025 09:08:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/06?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24811.html https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24811.html Fri, 06 Nov 2020 00:00:00 -0800 2020-24811 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24811.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24635.html https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24635.html Fri, 06 Nov 2020 00:00:00 -0800 2020-24635 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24635.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24634.html https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24634.html Fri, 06 Nov 2020 00:00:00 -0800 2020-24634 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24634.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 7.31-E https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24633.html https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24633.html Fri, 06 Nov 2020 00:00:00 -0800 2020-24633 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24633.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.31E https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24632.html https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24632.html Fri, 06 Nov 2020 00:00:00 -0800 2020-24632 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24632.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.31 https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24631.html https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24631.html Fri, 06 Nov 2020 00:00:00 -0800 2020-24631 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24631.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24630.html https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24630.html Fri, 06 Nov 2020 00:00:00 -0800 2020-24630 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24630.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Amendments to FINRA Rules 5122 (Private Placements of Securities Issued by Members) and 5123 (Private Placements of Securities) That Would Require Members To File Retail Communications Concerning Private Placement Offerings That Are Subject to Those Rules' Filing Requirements https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24629.html https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24629.html Fri, 06 Nov 2020 00:00:00 -0800 2020-24629 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24629.pdf