Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/11/06?limit=200&registers=between&mode=atom 2024-12-28T16:05:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24811.html Notice - Sunshine Act Meeting; Cancellation 2020-11-06T00:00:00-08:00 2020-11-06T00:00:00-08:00 2020-24811 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24811.pdf https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24635.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 7.31 2020-11-06T00:00:00-08:00 2020-11-06T00:00:00-08:00 2020-24635 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24635.pdf https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24634.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 7.31 2020-11-06T00:00:00-08:00 2020-11-06T00:00:00-08:00 2020-24634 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24634.pdf https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24633.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 7.31-E 2020-11-06T00:00:00-08:00 2020-11-06T00:00:00-08:00 2020-24633 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24633.pdf https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24632.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.31E 2020-11-06T00:00:00-08:00 2020-11-06T00:00:00-08:00 2020-24632 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24632.pdf https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24631.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.31 2020-11-06T00:00:00-08:00 2020-11-06T00:00:00-08:00 2020-24631 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24631.pdf https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24630.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List 2020-11-06T00:00:00-08:00 2020-11-06T00:00:00-08:00 2020-24630 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24630.pdf https://regulations.justia.com/regulations/fedreg/2020/11/06/2020-24629.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Amendments to FINRA Rules 5122 (Private Placements of Securities Issued by Members) and 5123 (Private Placements of Securities) That Would Require Members To File Retail Communications Concerning Private Placement Offerings That Are Subject to Those Rules' Filing Requirements 2020-11-06T00:00:00-08:00 2020-11-06T00:00:00-08:00 2020-24629 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-06/pdf/2020-24629.pdf