<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10?registers=between&min-day=1&max-day=31 Mon, 20 May 2024 12:20:33 -0700 Mon, 20 May 2024 12:20:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10?registers=between&min-day=1&max-day=31 Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/10/30/2020-24193.html https://regulations.justia.com/regulations/fedreg/2020/10/30/2020-24193.html Fri, 30 Oct 2020 00:00:00 -0700 2020-24193 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-30/pdf/2020-24193.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Amendments of LCH SA Risk Liquidity Modeling Framework https://regulations.justia.com/regulations/fedreg/2020/10/30/2020-24022.html https://regulations.justia.com/regulations/fedreg/2020/10/30/2020-24022.html Fri, 30 Oct 2020 00:00:00 -0700 2020-24022 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-30/pdf/2020-24022.pdf Notice - Managed Portfolio Series and Tortoise Index Solutions, LLC https://regulations.justia.com/regulations/fedreg/2020/10/30/2020-24015.html https://regulations.justia.com/regulations/fedreg/2020/10/30/2020-24015.html Fri, 30 Oct 2020 00:00:00 -0700 2020-24015 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-30/pdf/2020-24015.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-24043.html https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-24043.html Thu, 29 Oct 2020 00:00:00 -0700 2020-24043 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-29/pdf/2020-24043.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.1 https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23920.html https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23920.html Thu, 29 Oct 2020 00:00:00 -0700 2020-23920 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-29/pdf/2020-23920.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Modify TRACE Dissemination Protocols Regarding Agency Pass-Through MBS or SBA-Backed ABS Traded in Specified Pool Transactions https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23919.html https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23919.html Thu, 29 Oct 2020 00:00:00 -0700 2020-23919 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-29/pdf/2020-23919.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Its Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23918.html https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23918.html Thu, 29 Oct 2020 00:00:00 -0700 2020-23918 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-29/pdf/2020-23918.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23916.html https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23916.html Thu, 29 Oct 2020 00:00:00 -0700 2020-23916 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-29/pdf/2020-23916.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23915.html https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23915.html Thu, 29 Oct 2020 00:00:00 -0700 2020-23915 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-29/pdf/2020-23915.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23913.html https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-23913.html Thu, 29 Oct 2020 00:00:00 -0700 2020-23913 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-29/pdf/2020-23913.pdf Notice - SEC Small Business Capital Formation Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23834.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23834.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23834 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23834.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot on the Nasdaq-100 Reduced Value Index https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23802.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23802.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23802 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23802.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23800.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23800.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23800 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23800.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23799.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23799.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23799 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23799.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23798.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23798.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23798 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23798.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders and Rule 519A, Risk Protection Monitor https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23797.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23797.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23797 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23797.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance Its Drill-Through Protections and Make Other Clarifying Changes https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23796.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23796.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23796 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23796.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Form G-32 https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23795.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23795.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23795 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23795.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Exclude Special Purpose Acquisition Companies From the Requirement That at Least 50% of a Company's Round Lot Holders Each Hold Unrestricted Securities With a Market Value of at Least $2,500 https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23794.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23794.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23794 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23794.pdf Notice - Goldman Sachs (Malaysia) Sdn. Bhd., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23778.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23778.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23778 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23778.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23754.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23754.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23754 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23754.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23753.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23753.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23753 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23753.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23752.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23752.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23752 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23752.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23751.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23751.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23751 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23751.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23750.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23750.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23750 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23750.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23749.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23749.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23749 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23749.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23748.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23748.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23748 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23748.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23747.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23747.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23747 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23747.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance its Drill-Through Protections and Make Other Clarifying Changes https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23685.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23685.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23685 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23685.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance Its Drill-Through Protections and Make Other Clarifying Change https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23684.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23684.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23684 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23684.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23683.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-23683.html Tue, 27 Oct 2020 00:00:00 -0700 2020-23683 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-23683.pdf Rule - Publication or Submission of Quotations Without Specified Information https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-20980.html https://regulations.justia.com/regulations/fedreg/2020/10/27/2020-20980.html Tue, 27 Oct 2020 00:00:00 -0700 2020-20980 Rule https://www.govinfo.gov/content/pkg/FR-2020-10-27/pdf/2020-20980.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23706.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23706.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23706 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23706.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23633.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23633.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23633 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23633.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23575.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23575.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23575 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23575.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23574.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23574.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23574 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23574.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23573.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23573.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23573 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23573.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23572.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23572.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23572 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23572.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-Option Order https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23571.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23571.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23571 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23571.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-Option Order https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23570.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23570.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23570 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23570.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Options on a Nasdaq-100® Volatility Index https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23568.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23568.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23568 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23568.pdf Notice - Primark Private Equity Investments Fund and Primark Advisors LLC https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23550.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23550.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23550 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23550.pdf Notice - Order Granting Conditional Exemptive Relief, Pursuant to Section 36 of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Reporting of Allocations Pursuant to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23467.html https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23467.html Fri, 23 Oct 2020 00:00:00 -0700 2020-23467 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-23/pdf/2020-23467.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23456.html https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23456.html Fri, 23 Oct 2020 00:00:00 -0700 2020-23456 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-23/pdf/2020-23456.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Amendments to the Options Listing Rules https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23455.html https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23455.html Fri, 23 Oct 2020 00:00:00 -0700 2020-23455 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-23/pdf/2020-23455.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/10/22/2020-23532.html https://regulations.justia.com/regulations/fedreg/2020/10/22/2020-23532.html Thu, 22 Oct 2020 00:00:00 -0700 2020-23532 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-22/pdf/2020-23532.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Order Approving a Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed https://regulations.justia.com/regulations/fedreg/2020/10/22/2020-23367.html https://regulations.justia.com/regulations/fedreg/2020/10/22/2020-23367.html Thu, 22 Oct 2020 00:00:00 -0700 2020-23367 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-22/pdf/2020-23367.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and To Permit the Listing and Trading of Shares of the Wilshire wShares Enhanced Gold Trust Under Amended NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2020/10/22/2020-23362.html https://regulations.justia.com/regulations/fedreg/2020/10/22/2020-23362.html Thu, 22 Oct 2020 00:00:00 -0700 2020-23362 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-22/pdf/2020-23362.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 in Connection With Its Debit/Credit Price Reasonability Check https://regulations.justia.com/regulations/fedreg/2020/10/22/2020-23361.html https://regulations.justia.com/regulations/fedreg/2020/10/22/2020-23361.html Thu, 22 Oct 2020 00:00:00 -0700 2020-23361 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-22/pdf/2020-23361.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance Its Drill-Through Protections and Make Other Clarifying Changes https://regulations.justia.com/regulations/fedreg/2020/10/22/2020-23360.html https://regulations.justia.com/regulations/fedreg/2020/10/22/2020-23360.html Thu, 22 Oct 2020 00:00:00 -0700 2020-23360 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-22/pdf/2020-23360.pdf