<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/28?registers=between Sat, 28 Dec 2024 16:51:11 -0800 Sat, 28 Dec 2024 16:51:11 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/28?registers=between Notice - SEC Small Business Capital Formation Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23834.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23834.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23834 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23834.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot on the Nasdaq-100 Reduced Value Index https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23802.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23802.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23802 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23802.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23800.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23800.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23800 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23800.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23799.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23799.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23799 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23799.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23798.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23798.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23798 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23798.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders and Rule 519A, Risk Protection Monitor https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23797.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23797.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23797 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23797.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance Its Drill-Through Protections and Make Other Clarifying Changes https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23796.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23796.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23796 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23796.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Form G-32 https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23795.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23795.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23795 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23795.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Exclude Special Purpose Acquisition Companies From the Requirement That at Least 50% of a Company's Round Lot Holders Each Hold Unrestricted Securities With a Market Value of at Least $2,500 https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23794.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23794.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23794 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23794.pdf