<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/26?registers=between Sat, 28 Dec 2024 17:20:21 -0800 Sat, 28 Dec 2024 17:20:21 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/26?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23706.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23706.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23706 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23706.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23633.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23633.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23633 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23633.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23575.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23575.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23575 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23575.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23574.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23574.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23574 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23574.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23573.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23573.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23573 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23573.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23572.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23572.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23572 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23572.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-Option Order https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23571.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23571.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23571 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23571.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-Option Order https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23570.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23570.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23570 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23570.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Options on a Nasdaq-100® Volatility Index https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23568.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23568.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23568 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23568.pdf Notice - Primark Private Equity Investments Fund and Primark Advisors LLC https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23550.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23550.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23550 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23550.pdf