Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/26?limit=200&registers=between&mode=atom 2024-12-28T17:22:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23706.html Notice - Sunshine Act Meetings 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23706 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23706.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23633.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23633 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23633.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23575.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23575 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23575.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23574.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23574 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23574.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23573.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23573 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23573.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23572.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23572 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23572.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23571.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-Option Order 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23571 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23571.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23570.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-Option Order 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23570 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23570.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23568.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Options on a Nasdaq-100® Volatility Index 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23568 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23568.pdf https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23550.html Notice - Primark Private Equity Investments Fund and Primark Advisors LLC 2020-10-26T00:00:00-07:00 2020-10-26T00:00:00-07:00 2020-23550 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23550.pdf