<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/23?registers=between Sat, 28 Dec 2024 16:31:35 -0800 Sat, 28 Dec 2024 16:31:35 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/23?registers=between Notice - Order Granting Conditional Exemptive Relief, Pursuant to Section 36 of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Reporting of Allocations Pursuant to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23467.html https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23467.html Fri, 23 Oct 2020 00:00:00 -0700 2020-23467 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-23/pdf/2020-23467.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23456.html https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23456.html Fri, 23 Oct 2020 00:00:00 -0700 2020-23456 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-23/pdf/2020-23456.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Amendments to the Options Listing Rules https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23455.html https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23455.html Fri, 23 Oct 2020 00:00:00 -0700 2020-23455 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-23/pdf/2020-23455.pdf