Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/23?limit=200&registers=between&mode=atom 2024-12-28T15:49:17-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23467.html Notice - Order Granting Conditional Exemptive Relief, Pursuant to Section 36 of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Reporting of Allocations Pursuant to the National Market System Plan Governing the Consolidated Audit Trail 2020-10-23T00:00:00-07:00 2020-10-23T00:00:00-07:00 2020-23467 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-23/pdf/2020-23467.pdf https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23456.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) 2020-10-23T00:00:00-07:00 2020-10-23T00:00:00-07:00 2020-23456 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-23/pdf/2020-23456.pdf https://regulations.justia.com/regulations/fedreg/2020/10/23/2020-23455.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Amendments to the Options Listing Rules 2020-10-23T00:00:00-07:00 2020-10-23T00:00:00-07:00 2020-23455 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-23/pdf/2020-23455.pdf