Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/21?limit=200®isters=between&mode=atom2024-05-17T18:12:39-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23302.htmlNotice - Asset Management Advisory Committee; Meeting2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23302Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23302.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23264.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Clearing of Single Name Credit Default Swaps Referencing Monoline Insurance Companies and the Amendment of LCH SA's Rules in Accordance With Its Risk Policies2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23264Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23264.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23263.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to BX Rule 118902020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23263Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23263.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23262.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Phlx Rule 33122020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23262Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23262.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23261.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Authorize for Trading Flexible Exchange Options on Full-Value Indexes With a Contract Multiplier of One2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23261Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23261.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23260.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Adopt a New Service Guide To Establish the ClaimConnectTM2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23260Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23260.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23259.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11890 (Clearly Erroneous Transactions)2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23259Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23259.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23258.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving a Proposed Rule Change To Amend the Procedures Governing the Introduction of Legal Arguments and Material Information by Companies in a Proceeding Before a Hearings Panel2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23258Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23258.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23257.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add an Offset Peg Order Type2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23257Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23257.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23256.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt One-Time Membership Application Fees and Monthly Trading Permit Fees2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23256Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23256.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23255.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Definition of “Current Market Value” With Respect to Certain Index Options for Purposes of Calculating Margin Requirements2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23255Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23255.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23254.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23254Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23254.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23253.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23253Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23253.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23250.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, Each as Modified by Partial Amendment No. 3, To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23250Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23250.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23244.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23244Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23244.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23242.htmlNotice - 361 Social Infrastructure Fund and 361 Infrastructure Partners, LLC2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23242Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23242.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/21/2020-23241.htmlNotice - YieldStreet Prism Fund Inc., et al.2020-10-21T00:00:00-07:002020-10-21T00:00:00-07:002020-23241Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-23241.pdf