Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/13?limit=200®isters=between&mode=atom2024-05-17T19:20:19-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22640.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Shorten the Exchange's Post-Market Session To End at 5:00 p.m. Eastern Time2020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22640Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22640.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22639.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the 2x Long VIX Futures ETF, a Series of VS Trust, Under Rule 14.11(f)(4) (Trust Issued Receipts)2020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22639Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22639.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22634.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Temporary Commentary .10 Under NYSE American Rule 2.12102020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22634Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22634.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22633.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Temporary Interpretation and Policy .10 Under NYSE Chicago Article 6, Rule 132020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22633Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22633.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22630.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Rule 8.900-E To Adopt Generic Listing Standards for Managed Portfolio Shares2020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22630Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22630.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22617.htmlNotice - Sunshine Act Meetings2020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22617Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22617.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22565.htmlNotice - Notice of Proposed Exemptive Order Granting Conditional Exemption From the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Finders2020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22565Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22565.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22477.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the MIAX PEARL Equities Fee Schedule2020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22477Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22477.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22476.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change To Describe Key Components of the Mortgage-Backed Securities Division Stress Testing Program2020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22476Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22476.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22475.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Commingling of Certain Non-Customer Margin Assets With Clearing Fund Contributions in the Options Clearing Corporation's Account at the Federal Reserve Bank of Chicago2020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22475Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22475.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22474.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Clearing of Options on Index Credit Default Swaps in Respect of North American Indices (More Specifically, CDX.NA.IG and CDX.NA.HY)2020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22474Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22474.pdfhttps://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22467.htmlNotice - Joint Industry Plan; Notice of Filing of a National Market System Plan Regarding Consolidated Equity Market Data.2020-10-13T00:00:00-07:002020-10-13T00:00:00-07:002020-22467Noticehttps://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22467.pdf