Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/13?limit=200&registers=between&mode=atom 2024-05-17T19:20:19-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22640.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Shorten the Exchange's Post-Market Session To End at 5:00 p.m. Eastern Time 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22640 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22640.pdf https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22639.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the 2x Long VIX Futures ETF, a Series of VS Trust, Under Rule 14.11(f)(4) (Trust Issued Receipts) 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22639 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22639.pdf https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22634.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Temporary Commentary .10 Under NYSE American Rule 2.1210 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22634 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22634.pdf https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22633.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Temporary Interpretation and Policy .10 Under NYSE Chicago Article 6, Rule 13 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22633 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22633.pdf https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22630.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Rule 8.900-E To Adopt Generic Listing Standards for Managed Portfolio Shares 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22630 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22630.pdf https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22617.html Notice - Sunshine Act Meetings 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22617 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22617.pdf https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22565.html Notice - Notice of Proposed Exemptive Order Granting Conditional Exemption From the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Finders 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22565 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22565.pdf https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22477.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the MIAX PEARL Equities Fee Schedule 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22477 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22477.pdf https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22476.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change To Describe Key Components of the Mortgage-Backed Securities Division Stress Testing Program 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22476 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22476.pdf https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22475.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Commingling of Certain Non-Customer Margin Assets With Clearing Fund Contributions in the Options Clearing Corporation's Account at the Federal Reserve Bank of Chicago 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22475 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22475.pdf https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22474.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Clearing of Options on Index Credit Default Swaps in Respect of North American Indices (More Specifically, CDX.NA.IG and CDX.NA.HY) 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22474 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22474.pdf https://regulations.justia.com/regulations/fedreg/2020/10/13/2020-22467.html Notice - Joint Industry Plan; Notice of Filing of a National Market System Plan Regarding Consolidated Equity Market Data. 2020-10-13T00:00:00-07:00 2020-10-13T00:00:00-07:00 2020-22467 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-13/pdf/2020-22467.pdf