<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/09?registers=between Tue, 19 Aug 2025 23:51:30 -0700 Tue, 19 Aug 2025 23:51:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/09?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22552.html https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22552.html Fri, 09 Oct 2020 00:00:00 -0700 2020-22552 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22552.pdf Notice - D.B. Fitzpatrick & Co., Inc. https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22455.html https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22455.html Fri, 09 Oct 2020 00:00:00 -0700 2020-22455 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22455.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance the Insurance and Retirement Processing Services To Provide for a New Centralized Repository and Transactional Platform Called “Insurance Information Exchange” and Make Certain Clarification Changes to the NSCC Rules & Procedures https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22379.html https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22379.html Fri, 09 Oct 2020 00:00:00 -0700 2020-22379 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22379.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Update Its Fees Schedule in Connection With the Exchange's Plans To List and Trade Options on the S&P 500 ESG Index (“SPESG”) https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22378.html https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22378.html Fri, 09 Oct 2020 00:00:00 -0700 2020-22378 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22378.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 8.601 (Active Proxy Portfolio Shares) and Rule 8.900 (Managed Portfolio Shares), Amend the Preamble to Rule 8P, and Amend Section 302.00 of the Listed Company Manual https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22377.html https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22377.html Fri, 09 Oct 2020 00:00:00 -0700 2020-22377 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22377.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22376.html https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22376.html Fri, 09 Oct 2020 00:00:00 -0700 2020-22376 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22376.pdf Notice - Development Bank of Japan Inc. https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22373.html https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22373.html Fri, 09 Oct 2020 00:00:00 -0700 2020-22373 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22373.pdf Rule - Accredited Investor Definition https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-19189.html https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-19189.html Fri, 09 Oct 2020 00:00:00 -0700 2020-19189 Rule https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-19189.pdf Rule - Order Designating Certain Professional Licenses as Qualifying Natural Persons for Accredited Investor Status https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-19188.html https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-19188.html Fri, 09 Oct 2020 00:00:00 -0700 2020-19188 Rule https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-19188.pdf