Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/09?limit=200&registers=between&mode=atom 2024-12-28T17:01:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22552.html Notice - Sunshine Act Meeting; Cancellation 2020-10-09T00:00:00-07:00 2020-10-09T00:00:00-07:00 2020-22552 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22552.pdf https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22455.html Notice - D.B. Fitzpatrick & Co., Inc. 2020-10-09T00:00:00-07:00 2020-10-09T00:00:00-07:00 2020-22455 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22455.pdf https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22379.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance the Insurance and Retirement Processing Services To Provide for a New Centralized Repository and Transactional Platform Called “Insurance Information Exchange” and Make Certain Clarification Changes to the NSCC Rules & Procedures 2020-10-09T00:00:00-07:00 2020-10-09T00:00:00-07:00 2020-22379 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22379.pdf https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22378.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Update Its Fees Schedule in Connection With the Exchange's Plans To List and Trade Options on the S&P 500 ESG Index (“SPESG”) 2020-10-09T00:00:00-07:00 2020-10-09T00:00:00-07:00 2020-22378 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22378.pdf https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22377.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 8.601 (Active Proxy Portfolio Shares) and Rule 8.900 (Managed Portfolio Shares), Amend the Preamble to Rule 8P, and Amend Section 302.00 of the Listed Company Manual 2020-10-09T00:00:00-07:00 2020-10-09T00:00:00-07:00 2020-22377 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22377.pdf https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22376.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc. 2020-10-09T00:00:00-07:00 2020-10-09T00:00:00-07:00 2020-22376 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22376.pdf https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-22373.html Notice - Development Bank of Japan Inc. 2020-10-09T00:00:00-07:00 2020-10-09T00:00:00-07:00 2020-22373 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-22373.pdf https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-19189.html Rule - Accredited Investor Definition 2020-10-09T00:00:00-07:00 2020-10-09T00:00:00-07:00 2020-19189 Rule https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-19189.pdf https://regulations.justia.com/regulations/fedreg/2020/10/09/2020-19188.html Rule - Order Designating Certain Professional Licenses as Qualifying Natural Persons for Accredited Investor Status 2020-10-09T00:00:00-07:00 2020-10-09T00:00:00-07:00 2020-19188 Rule https://www.govinfo.gov/content/pkg/FR-2020-10-09/pdf/2020-19188.pdf