<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/07?registers=between Sat, 28 Dec 2024 16:04:33 -0800 Sat, 28 Dec 2024 16:04:33 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/07?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22294.html https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22294.html Wed, 07 Oct 2020 00:00:00 -0700 2020-22294 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22294.pdf Notice - Invesco Capital Management LLC, et al. https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22183.html https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22183.html Wed, 07 Oct 2020 00:00:00 -0700 2020-22183 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22183.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add MIAX PEARL LLC as a Party Thereto https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22121.html https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22121.html Wed, 07 Oct 2020 00:00:00 -0700 2020-22121 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22121.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add MIAX PEARL, LLC as a Participant https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22118.html https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22118.html Wed, 07 Oct 2020 00:00:00 -0700 2020-22118 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22118.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Address Extraordinary Market Volatility To Add MIAX PEARL LLC as a Participant https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22117.html https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22117.html Wed, 07 Oct 2020 00:00:00 -0700 2020-22117 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22117.pdf Notice - Horizon Funds and Horizon Investments, LLC https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22111.html https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22111.html Wed, 07 Oct 2020 00:00:00 -0700 2020-22111 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22111.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the By-Laws of the Municipal Securities Rulemaking Board To Reflect Recent Changes To MSRB Rules A-3, A-4, and A-6 https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22098.html https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22098.html Wed, 07 Oct 2020 00:00:00 -0700 2020-22098 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22098.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6439 (Requirements for Member Inter-Dealer Quotation Systems) and Delete the Rules Related to the OTC Bulletin Board Service https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22097.html https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22097.html Wed, 07 Oct 2020 00:00:00 -0700 2020-22097 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22097.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt a New Second Amended and Restated Cross-Margining Agreement Between The Options Clearing Corporation and The Chicago Mercantile Exchange https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22096.html https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22096.html Wed, 07 Oct 2020 00:00:00 -0700 2020-22096 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22096.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Qualified Contingent Cross Orders Available for FLEX Trading https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22095.html https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22095.html Wed, 07 Oct 2020 00:00:00 -0700 2020-22095 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22095.pdf