Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/07?limit=200&registers=between&mode=atom 2024-12-28T15:54:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22294.html Notice - Sunshine Act Meetings 2020-10-07T00:00:00-07:00 2020-10-07T00:00:00-07:00 2020-22294 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22294.pdf https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22183.html Notice - Invesco Capital Management LLC, et al. 2020-10-07T00:00:00-07:00 2020-10-07T00:00:00-07:00 2020-22183 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22183.pdf https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22121.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add MIAX PEARL LLC as a Party Thereto 2020-10-07T00:00:00-07:00 2020-10-07T00:00:00-07:00 2020-22121 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22121.pdf https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22118.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add MIAX PEARL, LLC as a Participant 2020-10-07T00:00:00-07:00 2020-10-07T00:00:00-07:00 2020-22118 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22118.pdf https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22117.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Address Extraordinary Market Volatility To Add MIAX PEARL LLC as a Participant 2020-10-07T00:00:00-07:00 2020-10-07T00:00:00-07:00 2020-22117 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22117.pdf https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22111.html Notice - Horizon Funds and Horizon Investments, LLC 2020-10-07T00:00:00-07:00 2020-10-07T00:00:00-07:00 2020-22111 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22111.pdf https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22098.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the By-Laws of the Municipal Securities Rulemaking Board To Reflect Recent Changes To MSRB Rules A-3, A-4, and A-6 2020-10-07T00:00:00-07:00 2020-10-07T00:00:00-07:00 2020-22098 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22098.pdf https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22097.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6439 (Requirements for Member Inter-Dealer Quotation Systems) and Delete the Rules Related to the OTC Bulletin Board Service 2020-10-07T00:00:00-07:00 2020-10-07T00:00:00-07:00 2020-22097 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22097.pdf https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22096.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt a New Second Amended and Restated Cross-Margining Agreement Between The Options Clearing Corporation and The Chicago Mercantile Exchange 2020-10-07T00:00:00-07:00 2020-10-07T00:00:00-07:00 2020-22096 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22096.pdf https://regulations.justia.com/regulations/fedreg/2020/10/07/2020-22095.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Qualified Contingent Cross Orders Available for FLEX Trading 2020-10-07T00:00:00-07:00 2020-10-07T00:00:00-07:00 2020-22095 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-07/pdf/2020-22095.pdf