Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/02?limit=200&registers=between&mode=atom 2024-12-28T15:59:45-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21956.html Notice - Sunshine Act Meetings 2020-10-02T00:00:00-07:00 2020-10-02T00:00:00-07:00 2020-21956 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-02/pdf/2020-21956.pdf https://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21838.html Notice - Frost Family of Funds and Frost Investment Advisors, LLC 2020-10-02T00:00:00-07:00 2020-10-02T00:00:00-07:00 2020-21838 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-02/pdf/2020-21838.pdf https://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21785.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Amendment No. 2 and Notice of No Objection to Advance Notice, as Modified by Amendment Nos. 1 and 2, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge 2020-10-02T00:00:00-07:00 2020-10-02T00:00:00-07:00 2020-21785 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-02/pdf/2020-21785.pdf https://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21784.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 2 and Notice of No Objection to Advance Notice, as Modified by Amendment Nos. 1 and 2, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Charge in the VaR Charges 2020-10-02T00:00:00-07:00 2020-10-02T00:00:00-07:00 2020-21784 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-02/pdf/2020-21784.pdf https://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21768.html Notice - Self-Regulatory Organizations; MEMX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to MEMX Rule 11.15, Clearly Erroneous Executions 2020-10-02T00:00:00-07:00 2020-10-02T00:00:00-07:00 2020-21768 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-02/pdf/2020-21768.pdf https://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21767.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend its Waiver of the Application of Certain of the Shareholder Approval Requirements in Section 312.03 of the NYSE Listed Company Manual Through December 31, 2020 Subject to Certain Conditions 2020-10-02T00:00:00-07:00 2020-10-02T00:00:00-07:00 2020-21767 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-02/pdf/2020-21767.pdf https://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21765.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9261 and 9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc. 2020-10-02T00:00:00-07:00 2020-10-02T00:00:00-07:00 2020-21765 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-02/pdf/2020-21765.pdf https://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21764.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Article IV, Section 4.05 of the Thirteenth Amended and Restated Operating Agreement of the Exchange 2020-10-02T00:00:00-07:00 2020-10-02T00:00:00-07:00 2020-21764 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-02/pdf/2020-21764.pdf