<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/01?registers=between Wed, 20 Aug 2025 12:07:58 -0700 Wed, 20 Aug 2025 12:07:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/10/01?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2020/10/01/2020-21676.html https://regulations.justia.com/regulations/fedreg/2020/10/01/2020-21676.html Thu, 01 Oct 2020 00:00:00 -0700 2020-21676 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-01/pdf/2020-21676.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses https://regulations.justia.com/regulations/fedreg/2020/10/01/2020-21662.html https://regulations.justia.com/regulations/fedreg/2020/10/01/2020-21662.html Thu, 01 Oct 2020 00:00:00 -0700 2020-21662 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-01/pdf/2020-21662.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Specified Commentaries to Rules 7.35, 7.35A, 7.35B, and 7.35C and Temporary Rule Relief in Rule 36.30 https://regulations.justia.com/regulations/fedreg/2020/10/01/2020-21661.html https://regulations.justia.com/regulations/fedreg/2020/10/01/2020-21661.html Thu, 01 Oct 2020 00:00:00 -0700 2020-21661 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-01/pdf/2020-21661.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure Relating to Requests To Expunge Customer Dispute Information, Including Creating a Special Arbitrator Roster To Decide Certain Expungement Requests https://regulations.justia.com/regulations/fedreg/2020/10/01/2020-21660.html https://regulations.justia.com/regulations/fedreg/2020/10/01/2020-21660.html Thu, 01 Oct 2020 00:00:00 -0700 2020-21660 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-01/pdf/2020-21660.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-4 Relating to Board Quorum, Meeting, and Voting Requirements https://regulations.justia.com/regulations/fedreg/2020/10/01/2020-21659.html https://regulations.justia.com/regulations/fedreg/2020/10/01/2020-21659.html Thu, 01 Oct 2020 00:00:00 -0700 2020-21659 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-01/pdf/2020-21659.pdf