<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/23?registers=between Sun, 29 Dec 2024 10:19:25 -0800 Sun, 29 Dec 2024 10:19:25 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/23?registers=between Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the -1x Short VIX Futures ETF, a Series of VS Trust, Under Rule 14.11(f)(4) (“Trust Issued Receipts”) https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20938.html https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20938.html Wed, 23 Sep 2020 00:00:00 -0700 2020-20938 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-20938.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 3 https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20937.html https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20937.html Wed, 23 Sep 2020 00:00:00 -0700 2020-20937 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-20937.pdf Notice - Order Granting Applications by Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, and Nasdaq PHLX LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20936.html https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20936.html Wed, 23 Sep 2020 00:00:00 -0700 2020-20936 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-20936.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of Proposed Rule Change To Adopt Listing Rule IM-5900-8 To Offer a Complimentary Global Targeting Tool to Acquisition Companies Listed Pursuant to Nasdaq IM-5101-2 That Have Publicly Announced Entering Into a Binding Agreement for a Business Combination https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20935.html https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20935.html Wed, 23 Sep 2020 00:00:00 -0700 2020-20935 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-20935.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20929.html https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-20929.html Wed, 23 Sep 2020 00:00:00 -0700 2020-20929 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-20929.pdf