<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/21?registers=between Sun, 29 Dec 2024 10:41:22 -0800 Sun, 29 Dec 2024 10:41:22 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/21?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20714.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20714.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20714 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20714.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20713.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20713.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20713 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20713.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20712.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20712.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20712 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20712.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20711.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20711.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20711 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20711.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20710.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20710.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20710 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20710.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Cabinets to Its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20704.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20704.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20704 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20704.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish Procedures for the Allocation of Cabinets to its Co-Located Users https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20703.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20703.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20703 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20703.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Allow Companies To List in Connection With a Direct Listing With a Primary Offering in Which the Company Will Sell Shares Itself in the Opening Auction on the First Day of Trading on Nasdaq and To Explain How the Opening Transaction for Such a Listing Will Be Effected https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20702.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20702.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20702 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20702.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a). https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20701.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20701.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20701 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20701.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, As Modified by Amendment No. 1, To Treat as an Eligible Switch, for Purposes of IM-5900-7, an Acquisition Company That Switches From NYSE to Nasdaq After Announcing a Business Combination https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20700.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20700.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20700 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20700.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.601-E To Adopt Generic Listing Standards for Active Proxy Portfolio Shares https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20699.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20699.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20699 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20699.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759. https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20698.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20698.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20698 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20698.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3304 https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20697.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20697.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20697 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20697.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Alger Mid Cap 40 ETF and Alger 25 ETF Under Rule 8.900-E, Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20696.html https://regulations.justia.com/regulations/fedreg/2020/09/21/2020-20696.html Mon, 21 Sep 2020 00:00:00 -0700 2020-20696 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-21/pdf/2020-20696.pdf