<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/17?registers=between Sun, 29 Dec 2024 10:01:00 -0800 Sun, 29 Dec 2024 10:01:00 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/17?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20679.html https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20679.html Thu, 17 Sep 2020 00:00:00 -0700 2020-20679 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20679.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E To Specify the Exchange's Source of Data Feeds From MIAX PEARL, LLC https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20478.html https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20478.html Thu, 17 Sep 2020 00:00:00 -0700 2020-20478 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20478.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From MIAX PEARL, LLC. https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20477.html https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20477.html Thu, 17 Sep 2020 00:00:00 -0700 2020-20477 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20477.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20476.html https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20476.html Thu, 17 Sep 2020 00:00:00 -0700 2020-20476 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20476.pdf Notice - Self-Regulatory Organizations; MEMX, LLC; Order Declaring Effective a Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20475.html https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20475.html Thu, 17 Sep 2020 00:00:00 -0700 2020-20475 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20475.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Rule 5.3-E to Exempt Issuers of Certain Derivative and Special Purpose Securities From Having To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Company https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20474.html https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20474.html Thu, 17 Sep 2020 00:00:00 -0700 2020-20474 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20474.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule With Respect to Its Strategy Fee Cap https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20473.html https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20473.html Thu, 17 Sep 2020 00:00:00 -0700 2020-20473 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20473.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a Recently Adopted New Version of the Silexx Platform https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20472.html https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20472.html Thu, 17 Sep 2020 00:00:00 -0700 2020-20472 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20472.pdf Notice - Rand Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20451.html https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20451.html Thu, 17 Sep 2020 00:00:00 -0700 2020-20451 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20451.pdf Proposed Rule - Administration of the Electronic Data Gathering, Analysis, and Retrieval System https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-18825.html https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-18825.html Thu, 17 Sep 2020 00:00:00 -0700 2020-18825 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-18825.pdf