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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/17?registers=between
Thu, 17 Jul 2025 13:51:20 -0700Thu, 17 Jul 2025 13:51:20 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/17?registers=between
Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20679.html
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20679.htmlThu, 17 Sep 2020 00:00:00 -07002020-20679Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20679.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E To Specify the Exchange's Source of Data Feeds From MIAX PEARL, LLC
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20478.html
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20478.htmlThu, 17 Sep 2020 00:00:00 -07002020-20478Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20478.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From MIAX PEARL, LLC.
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20477.html
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20477.htmlThu, 17 Sep 2020 00:00:00 -07002020-20477Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20477.pdfNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend its Fees Schedule
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20476.html
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20476.htmlThu, 17 Sep 2020 00:00:00 -07002020-20476Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20476.pdfNotice - Self-Regulatory Organizations; MEMX, LLC; Order Declaring Effective a Minor Rule Violation Plan
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20475.html
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20475.htmlThu, 17 Sep 2020 00:00:00 -07002020-20475Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20475.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Rule 5.3-E to Exempt Issuers of Certain Derivative and Special Purpose Securities From Having To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Company
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20474.html
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20474.htmlThu, 17 Sep 2020 00:00:00 -07002020-20474Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20474.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule With Respect to Its Strategy Fee Cap
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20473.html
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20473.htmlThu, 17 Sep 2020 00:00:00 -07002020-20473Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20473.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a Recently Adopted New Version of the Silexx Platform
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20472.html
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20472.htmlThu, 17 Sep 2020 00:00:00 -07002020-20472Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20472.pdfNotice - Rand Capital Corporation, et al.
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20451.html
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20451.htmlThu, 17 Sep 2020 00:00:00 -07002020-20451Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20451.pdfProposed Rule - Administration of the Electronic Data Gathering, Analysis, and Retrieval System
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-18825.html
https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-18825.htmlThu, 17 Sep 2020 00:00:00 -07002020-18825Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-18825.pdf