Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/17?limit=200&registers=between&mode=atom 2024-12-29T10:38:32-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20679.html Notice - Sunshine Act Meetings 2020-09-17T00:00:00-07:00 2020-09-17T00:00:00-07:00 2020-20679 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20679.pdf https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20478.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E To Specify the Exchange's Source of Data Feeds From MIAX PEARL, LLC 2020-09-17T00:00:00-07:00 2020-09-17T00:00:00-07:00 2020-20478 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20478.pdf https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20477.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From MIAX PEARL, LLC. 2020-09-17T00:00:00-07:00 2020-09-17T00:00:00-07:00 2020-20477 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20477.pdf https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20476.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend its Fees Schedule 2020-09-17T00:00:00-07:00 2020-09-17T00:00:00-07:00 2020-20476 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20476.pdf https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20475.html Notice - Self-Regulatory Organizations; MEMX, LLC; Order Declaring Effective a Minor Rule Violation Plan 2020-09-17T00:00:00-07:00 2020-09-17T00:00:00-07:00 2020-20475 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20475.pdf https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20474.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Rule 5.3-E to Exempt Issuers of Certain Derivative and Special Purpose Securities From Having To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Company 2020-09-17T00:00:00-07:00 2020-09-17T00:00:00-07:00 2020-20474 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20474.pdf https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20473.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule With Respect to Its Strategy Fee Cap 2020-09-17T00:00:00-07:00 2020-09-17T00:00:00-07:00 2020-20473 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20473.pdf https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20472.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a Recently Adopted New Version of the Silexx Platform 2020-09-17T00:00:00-07:00 2020-09-17T00:00:00-07:00 2020-20472 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20472.pdf https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-20451.html Notice - Rand Capital Corporation, et al. 2020-09-17T00:00:00-07:00 2020-09-17T00:00:00-07:00 2020-20451 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-20451.pdf https://regulations.justia.com/regulations/fedreg/2020/09/17/2020-18825.html Proposed Rule - Administration of the Electronic Data Gathering, Analysis, and Retrieval System 2020-09-17T00:00:00-07:00 2020-09-17T00:00:00-07:00 2020-18825 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-09-17/pdf/2020-18825.pdf