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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/15?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/15?registers=between
Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee
https://regulations.justia.com/regulations/fedreg/2020/09/15/C1-2020-17352.html
https://regulations.justia.com/regulations/fedreg/2020/09/15/C1-2020-17352.htmlTue, 15 Sep 2020 00:00:00 -0700C1-2020-17352Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/C1-2020-17352.pdfNotice - Nysa Series Trust
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20268.html
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20268.htmlTue, 15 Sep 2020 00:00:00 -07002020-20268Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20268.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Apply Additional Initial Listing Criteria for Companies Primarily Operating in Restrictive Markets
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20259.html
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20259.htmlTue, 15 Sep 2020 00:00:00 -07002020-20259Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20259.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20258.html
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20258.htmlTue, 15 Sep 2020 00:00:00 -07002020-20258Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20258.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20257.html
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20257.htmlTue, 15 Sep 2020 00:00:00 -07002020-20257Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20257.pdfNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Two Typographical Errors in IEX Rules 2.220(a)(7) and 11.410(a)
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20256.html
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20256.htmlTue, 15 Sep 2020 00:00:00 -07002020-20256Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20256.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the -1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20255.html
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20255.htmlTue, 15 Sep 2020 00:00:00 -07002020-20255Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20255.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Requirement Related to the Qualification of Management for Companies From Restrictive Markets
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20254.html
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20254.htmlTue, 15 Sep 2020 00:00:00 -07002020-20254Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20254.pdfNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to LCH SA's Governance Arrangements
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20253.html
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20253.htmlTue, 15 Sep 2020 00:00:00 -07002020-20253Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20253.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Concerning Proposed Changes To Enhance OCC's Stock Loan Close-Out Process
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20252.html
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20252.htmlTue, 15 Sep 2020 00:00:00 -07002020-20252Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20252.pdfRule - Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-14884.html
https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-14884.htmlTue, 15 Sep 2020 00:00:00 -07002020-14884Rulehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-14884.pdf