Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/15?limit=200®isters=between&mode=atom2025-07-20T00:26:15-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2020/09/15/C1-2020-17352.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:00C1-2020-17352Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/C1-2020-17352.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20268.htmlNotice - Nysa Series Trust2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-20268Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20268.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20259.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Apply Additional Initial Listing Criteria for Companies Primarily Operating in Restrictive Markets2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-20259Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20259.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20258.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-20258Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20258.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20257.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-20257Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20257.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20256.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Two Typographical Errors in IEX Rules 2.220(a)(7) and 11.410(a)2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-20256Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20256.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20255.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the -1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-20255Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20255.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20254.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Requirement Related to the Qualification of Management for Companies From Restrictive Markets2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-20254Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20254.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20253.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to LCH SA's Governance Arrangements2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-20253Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20253.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20252.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Concerning Proposed Changes To Enhance OCC's Stock Loan Close-Out Process2020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-20252Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20252.pdfhttps://regulations.justia.com/regulations/fedreg/2020/09/15/2020-14884.htmlRule - Amendments to Procedures With Respect to Applications Under the Investment Company Act of 19402020-09-15T00:00:00-07:002020-09-15T00:00:00-07:002020-14884Rulehttps://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-14884.pdf