Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/15?limit=200&registers=between&mode=atom 2025-07-20T00:26:15-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/09/15/C1-2020-17352.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 C1-2020-17352 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/C1-2020-17352.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20268.html Notice - Nysa Series Trust 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-20268 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20268.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20259.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Apply Additional Initial Listing Criteria for Companies Primarily Operating in Restrictive Markets 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-20259 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20259.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20258.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-20258 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20258.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20257.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-20257 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20257.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20256.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Two Typographical Errors in IEX Rules 2.220(a)(7) and 11.410(a) 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-20256 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20256.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20255.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the -1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-20255 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20255.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20254.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Requirement Related to the Qualification of Management for Companies From Restrictive Markets 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-20254 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20254.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20253.html Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to LCH SA's Governance Arrangements 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-20253 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20253.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20252.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Concerning Proposed Changes To Enhance OCC's Stock Loan Close-Out Process 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-20252 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20252.pdf https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-14884.html Rule - Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940 2020-09-15T00:00:00-07:00 2020-09-15T00:00:00-07:00 2020-14884 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-14884.pdf