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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/14?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/14?registers=between
Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20271.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20271.htmlMon, 14 Sep 2020 00:00:00 -07002020-20271Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20271.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.24
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20133.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20133.htmlMon, 14 Sep 2020 00:00:00 -07002020-20133Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20133.pdfNotice - [Release No. 34-89788; File No. 4-678] HEADProgram for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Proposed Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX Emerald, LLC
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20132.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20132.htmlMon, 14 Sep 2020 00:00:00 -07002020-20132Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20132.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20131.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20131.htmlMon, 14 Sep 2020 00:00:00 -07002020-20131Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20131.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 1326, Transfer of Positions
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20130.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20130.htmlMon, 14 Sep 2020 00:00:00 -07002020-20130Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20130.pdfNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 15.3, Collection of Exchange Fees and Other Claims and Billing Policy
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20129.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20129.htmlMon, 14 Sep 2020 00:00:00 -07002020-20129Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20129.pdfNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20128.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20128.htmlMon, 14 Sep 2020 00:00:00 -07002020-20128Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20128.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3304
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20127.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20127.htmlMon, 14 Sep 2020 00:00:00 -07002020-20127Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20127.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114(e) and Equity 7, Section 118 of the Fee Schedule
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20126.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20126.htmlMon, 14 Sep 2020 00:00:00 -07002020-20126Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20126.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 11.26(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20125.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20125.htmlMon, 14 Sep 2020 00:00:00 -07002020-20125Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20125.pdfNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.26(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20124.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20124.htmlMon, 14 Sep 2020 00:00:00 -07002020-20124Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20124.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20123.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20123.htmlMon, 14 Sep 2020 00:00:00 -07002020-20123Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20123.pdfNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20121.html
https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-20121.htmlMon, 14 Sep 2020 00:00:00 -07002020-20121Noticehttps://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-20121.pdf