<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/10?registers=between Sun, 29 Dec 2024 10:39:40 -0800 Sun, 29 Dec 2024 10:39:40 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/10?registers=between Notice - 1WS Credit Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-20026.html https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-20026.html Thu, 10 Sep 2020 00:00:00 -0700 2020-20026 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-10/pdf/2020-20026.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-20025.html https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-20025.html Thu, 10 Sep 2020 00:00:00 -0700 2020-20025 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-10/pdf/2020-20025.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.02 of the NYSE Listed Company Manual To Waive Initial Listing Fees and First Partial Year Annual Listing Fees for Any Issuer Not Listed on a National Securities Exchange That Is Listing Upon Closing of Its Acquisition of a SPAC Listed on the NYSE https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-20024.html https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-20024.html Thu, 10 Sep 2020 00:00:00 -0700 2020-20024 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-10/pdf/2020-20024.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permanently Adopt the Related Futures Cross Order Type https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-20023.html https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-20023.html Thu, 10 Sep 2020 00:00:00 -0700 2020-20023 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-10/pdf/2020-20023.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Increase the Number of Additional Limited Service MIAX Express Interface Ports Available to Market Makers https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-20021.html https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-20021.html Thu, 10 Sep 2020 00:00:00 -0700 2020-20021 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-10/pdf/2020-20021.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Amend The NASDAQ Options Market LLC Pricing Schedule at Options 7, Section 2 and Update Other Rule Text Within Options 7, Section 1 and Options 7, Section 5 https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19946.html https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19946.html Thu, 10 Sep 2020 00:00:00 -0700 2020-19946 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-10/pdf/2020-19946.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Continue Suspending the Application of Order Price Collars in Rule 11.190(f)(1) Until October 8, 2020 https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19945.html https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19945.html Thu, 10 Sep 2020 00:00:00 -0700 2020-19945 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-10/pdf/2020-19945.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a Delta-Adjusted at Close Order Instruction https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19944.html https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19944.html Thu, 10 Sep 2020 00:00:00 -0700 2020-19944 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-10/pdf/2020-19944.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19943.html https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19943.html Thu, 10 Sep 2020 00:00:00 -0700 2020-19943 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-10/pdf/2020-19943.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Clearing of Single Name Credit Default Swaps Referencing Monoline Insurance Companies and the Amendment of LCH SA's Rules in Accordance With its Risk Policies https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19942.html https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19942.html Thu, 10 Sep 2020 00:00:00 -0700 2020-19942 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-10/pdf/2020-19942.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration To Enhanced Nasdaq, Inc. Functionality https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19941.html https://regulations.justia.com/regulations/fedreg/2020/09/10/2020-19941.html Thu, 10 Sep 2020 00:00:00 -0700 2020-19941 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-10/pdf/2020-19941.pdf