<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/08?registers=between Sun, 29 Dec 2024 10:27:36 -0800 Sun, 29 Dec 2024 10:27:36 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/08?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19904.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19904.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19904 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19904.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19851.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19851.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19851 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19851.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 11.26(a), Stating It Will Utilize MEMX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19849.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19849.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19849 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19849.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19842.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19842.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19842 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19842.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19724.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19724.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19724 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19724.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19723.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19723.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19723 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19723.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19722.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19722.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19722 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19722.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19721.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19721.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19721 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19721.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Adopt (1) Supplementary Material .12 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) Under FINRA Rule 1210 and (2) Supplementary Material .07 (Temporary Extension of the Limited Period for Persons To Function as Operations Professionals) Under FINRA Rule 1220 https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19719.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19719.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19719 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19719.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Order Approving Proposed Rule Change To Amend BX's Opening Process in Connection With a Technology Migration https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19718.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19718.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19718 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19718.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a Second Equity Rights Program https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19717.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19717.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19717 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19717.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To List and Trade Options on a Nasdaq-100® Volatility Index https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19716.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19716.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19716 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19716.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and To Permit the Listing and Trading of Shares of the United States Gold and Treasury Investment Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19715.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19715.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19715 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19715.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Modify Rules 971.1NY and 971.2NY https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19714.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19714.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19714 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19714.pdf