<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/03?registers=between Tue, 22 Jul 2025 22:20:06 -0700 Tue, 22 Jul 2025 22:20:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/03?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19649.html https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19649.html Thu, 03 Sep 2020 00:00:00 -0700 2020-19649 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19649.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19518.html https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19518.html Thu, 03 Sep 2020 00:00:00 -0700 2020-19518 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19518.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Suspend the Application of Order Price Collars in Rule 11.190(f)(1) Until September 8, 2020 https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19454.html https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19454.html Thu, 03 Sep 2020 00:00:00 -0700 2020-19454 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19454.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Compression Orders https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19453.html https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19453.html Thu, 03 Sep 2020 00:00:00 -0700 2020-19453 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19453.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include MIAX PEARL, LLC in the List of Away Trading Centers To Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine MIAX PEARL's Top of Book Quotation https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19452.html https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19452.html Thu, 03 Sep 2020 00:00:00 -0700 2020-19452 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19452.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Security Futures Risk Disclosure Statement https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19451.html https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-19451.html Thu, 03 Sep 2020 00:00:00 -0700 2020-19451 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-19451.pdf Rule - Supplement to Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-16338.html https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-16338.html Thu, 03 Sep 2020 00:00:00 -0700 2020-16338 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-16338.pdf Rule - Exemptions From the Proxy Rules for Proxy Voting Advice https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-16337.html https://regulations.justia.com/regulations/fedreg/2020/09/03/2020-16337.html Thu, 03 Sep 2020 00:00:00 -0700 2020-16337 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-03/pdf/2020-16337.pdf