<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/01?registers=between Sun, 29 Dec 2024 09:49:17 -0800 Sun, 29 Dec 2024 09:49:17 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/09/01?registers=between Notice - Asset Management Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19300.html https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19300.html Tue, 01 Sep 2020 00:00:00 -0700 2020-19300 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19300.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Order Approving a Proposed Rule Change To Add a New Discretionary Limit Order Type Called D-Limit https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19204.html https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19204.html Tue, 01 Sep 2020 00:00:00 -0700 2020-19204 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19204.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Chapter One of the Listed Company Manual To Modify the Provisions Relating to Direct Listings https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19203.html https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19203.html Tue, 01 Sep 2020 00:00:00 -0700 2020-19203 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19203.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Delete the FINRA Order Audit Trail System (OATS) Rules https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19192.html https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19192.html Tue, 01 Sep 2020 00:00:00 -0700 2020-19192 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19192.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Clearing of Markit iTraxx MSCI ESG Screened Europe Index Contracts https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19191.html https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19191.html Tue, 01 Sep 2020 00:00:00 -0700 2020-19191 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19191.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19190.html https://regulations.justia.com/regulations/fedreg/2020/09/01/2020-19190.html Tue, 01 Sep 2020 00:00:00 -0700 2020-19190 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-01/pdf/2020-19190.pdf