<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/08?registers=between&min-day=1&max-day=31 Fri, 10 May 2024 07:43:49 -0700 Fri, 10 May 2024 07:43:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/08?registers=between&min-day=1&max-day=31 Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19201.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19201.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19201 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19201.pdf Notice - Order Making Fiscal Year 2021 Annual Adjustments to Registration Fee Rates https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19079.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19079.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19079 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19079.pdf Notice - Order Granting Exemptions From Certain Rules Related to the Sale and Delivery of Physical Securities Under Regulation SHO Related to COVID-19 https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19061.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19061.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19061 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19061.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a) https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19054.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19054.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19054 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19054.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19053.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19053.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19053 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19053.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7160 (Transfer of Positions) https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19052.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19052.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19052 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19052.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of Gabelli ETFs Under Rule 8.900-E, Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19051.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19051.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19051 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19051.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19050.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19050.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19050 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19050.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19049.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19049.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19049 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19049.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19048.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19048.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19048 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19048.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19047.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19047.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19047 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19047.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19046.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19046.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19046 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19046.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19045.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19045.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19045 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19045.pdf Rule - Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-16468.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-16468.html Mon, 31 Aug 2020 00:00:00 -0700 2020-16468 Rule https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-16468.pdf Rule - Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities; Correction https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-11480.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-11480.html Mon, 31 Aug 2020 00:00:00 -0700 2020-11480 Rule https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-11480.pdf Rule - Amendments to Financial Disclosures About Acquired and Disposed Businesses https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-11479.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-11479.html Mon, 31 Aug 2020 00:00:00 -0700 2020-11479 Rule https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-11479.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/28/2020-19156.html https://regulations.justia.com/regulations/fedreg/2020/08/28/2020-19156.html Fri, 28 Aug 2020 00:00:00 -0700 2020-19156 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-28/pdf/2020-19156.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/28/2020-19076.html https://regulations.justia.com/regulations/fedreg/2020/08/28/2020-19076.html Fri, 28 Aug 2020 00:00:00 -0700 2020-19076 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-28/pdf/2020-19076.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/28/2020-18402.html https://regulations.justia.com/regulations/fedreg/2020/08/28/2020-18402.html Fri, 28 Aug 2020 00:00:00 -0700 2020-18402 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-28/pdf/2020-18402.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Government Securities Division Schedule of Timeframes and Schedule of GCF Repo® Timeframes and Make Other Changes https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18832.html https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18832.html Thu, 27 Aug 2020 00:00:00 -0700 2020-18832 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-27/pdf/2020-18832.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18831.html https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18831.html Thu, 27 Aug 2020 00:00:00 -0700 2020-18831 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-27/pdf/2020-18831.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18830.html https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18830.html Thu, 27 Aug 2020 00:00:00 -0700 2020-18830 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-27/pdf/2020-18830.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Automated Price Improvement Auction Rules in Connection With Agency Order Size Requirements https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18828.html https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18828.html Thu, 27 Aug 2020 00:00:00 -0700 2020-18828 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-27/pdf/2020-18828.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18827.html https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18827.html Thu, 27 Aug 2020 00:00:00 -0700 2020-18827 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-27/pdf/2020-18827.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, ICC Risk Parameter Setting and Review Policy, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18826.html https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18826.html Thu, 27 Aug 2020 00:00:00 -0700 2020-18826 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-27/pdf/2020-18826.pdf Notice - Proposal for OMB Review; Comment Request; Revision: Form N-14 https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18808.html https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18808.html Thu, 27 Aug 2020 00:00:00 -0700 2020-18808 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-27/pdf/2020-18808.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18803.html https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18803.html Thu, 27 Aug 2020 00:00:00 -0700 2020-18803 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-27/pdf/2020-18803.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18802.html https://regulations.justia.com/regulations/fedreg/2020/08/27/2020-18802.html Thu, 27 Aug 2020 00:00:00 -0700 2020-18802 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-27/pdf/2020-18802.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the AdvisorShares Pure US Cannabis ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2020/08/25/2020-18563.html https://regulations.justia.com/regulations/fedreg/2020/08/25/2020-18563.html Tue, 25 Aug 2020 00:00:00 -0700 2020-18563 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-25/pdf/2020-18563.pdf Notice - Principal Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2020/08/25/2020-18561.html https://regulations.justia.com/regulations/fedreg/2020/08/25/2020-18561.html Tue, 25 Aug 2020 00:00:00 -0700 2020-18561 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-25/pdf/2020-18561.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Describe Key Components of the Mortgage-Backed Securities Division Stress Testing Program https://regulations.justia.com/regulations/fedreg/2020/08/25/2020-18560.html https://regulations.justia.com/regulations/fedreg/2020/08/25/2020-18560.html Tue, 25 Aug 2020 00:00:00 -0700 2020-18560 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-25/pdf/2020-18560.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Article IV, Section 4.05 of the Thirteenth Amended and Restated Operating Agreement of the Exchange https://regulations.justia.com/regulations/fedreg/2020/08/25/2020-18559.html https://regulations.justia.com/regulations/fedreg/2020/08/25/2020-18559.html Tue, 25 Aug 2020 00:00:00 -0700 2020-18559 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-25/pdf/2020-18559.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Pricing Schedule at Options 7, Section 2, and Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2020/08/25/2020-18558.html https://regulations.justia.com/regulations/fedreg/2020/08/25/2020-18558.html Tue, 25 Aug 2020 00:00:00 -0700 2020-18558 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-25/pdf/2020-18558.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18612.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18612.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18612 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18612.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18580.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18580.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18580 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18580.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a New Fee Code Related to the Execution of an Equity Leg of a Stock-Option Order https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18501.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18501.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18501 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18501.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18499.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18499.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18499 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18499.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18498.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18498.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18498 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18498.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Withdrawal of a Proposed Rule Change To Adopt a New “Early Market On Close” Order Type https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18472.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18472.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18472 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18472.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18471.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18471.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18471 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18471.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18469.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18469.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18469 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18469.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18467.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18467.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18467 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18467.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18465.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18465.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18465 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18465.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Provide for a Passive Acknowledgement Process and Make Other Changes https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18464.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18464.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18464 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18464.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Establish Fees for the NYSE National Integrated Feed https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18463.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18463.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18463 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18463.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Regarding Port Fees https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18462.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18462.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18462 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18462.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Commingling of Certain Non-Customer Margin Assets with Clearing Fund Contributions in The Options Clearing Corporation's Account at the Federal Reserve Bank of Chicago https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18461.html https://regulations.justia.com/regulations/fedreg/2020/08/24/2020-18461.html Mon, 24 Aug 2020 00:00:00 -0700 2020-18461 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-24/pdf/2020-18461.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18401.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18401.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18401 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18401.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a New Data Product on its Equity Options Platform To Be Known as Intraday Open-Close Data https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18356.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18356.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18356 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18356.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18355.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18355.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18355 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18355.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a Recently Adopted Data Product Known as Intraday Open-Close Data https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18354.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18354.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18354 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18354.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a New Data Product on Its Equity Options Platform To Be Known as Intraday Open-Close Data https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18353.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18353.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18353 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18353.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18352.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18352.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18352 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18352.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted Data Product Known as Intraday Open-Close Data https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18351.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18351.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18351 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18351.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18350.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18350.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18350 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18350.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include MEMX LLC in the List of Away Trading Centers to Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine MEMX's Top of Book Quotation https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18349.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18349.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18349 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18349.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18348.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18348.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18348 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18348.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18347.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18347.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18347 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18347.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18345.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18345.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18345 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18345.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18344.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18344.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18344 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18344.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Various Exchange Rules To Make Changes To Proposed Exchange System Functionality Prior to the Launch of the Exchange https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18343.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18343.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18343 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18343.pdf Notice - Owl Rock Capital Corporation II, et al. https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18336.html https://regulations.justia.com/regulations/fedreg/2020/08/21/2020-18336.html Fri, 21 Aug 2020 00:00:00 -0700 2020-18336 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-21/pdf/2020-18336.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Rules Governing the Trading of Equity Securities https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18204.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18204.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18204 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18204.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail (“CAT”) Industry Member Compliance Rules to the List of Minor Rule Violations in its Rulebook https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18203.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18203.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18203 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18203.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits, at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18202.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18202.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18202 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18202.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Qualified Contingent Cross Orders Available for FLEX Trading https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18200.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18200.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18200 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18200.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18199.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18199.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18199 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18199.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18198.html https://regulations.justia.com/regulations/fedreg/2020/08/20/2020-18198.html Thu, 20 Aug 2020 00:00:00 -0700 2020-18198 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-20/pdf/2020-18198.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18218.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18218.html Wed, 19 Aug 2020 00:00:00 -0700 2020-18218 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18218.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18101.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18101.html Wed, 19 Aug 2020 00:00:00 -0700 2020-18101 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18101.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18100.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18100.html Wed, 19 Aug 2020 00:00:00 -0700 2020-18100 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18100.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18099.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18099.html Wed, 19 Aug 2020 00:00:00 -0700 2020-18099 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18099.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18098.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18098.html Wed, 19 Aug 2020 00:00:00 -0700 2020-18098 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18098.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18096.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18096.html Wed, 19 Aug 2020 00:00:00 -0700 2020-18096 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18096.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18095.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18095.html Wed, 19 Aug 2020 00:00:00 -0700 2020-18095 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18095.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18094.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18094.html Wed, 19 Aug 2020 00:00:00 -0700 2020-18094 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18094.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18090.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18090.html Wed, 19 Aug 2020 00:00:00 -0700 2020-18090 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18090.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the 2x Long VIX Futures ETF, a Series of VS Trust, Under Rule 14.11(f)(4) (“Trust Issued Receipts”) https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18089.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18089.html Wed, 19 Aug 2020 00:00:00 -0700 2020-18089 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18089.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-17967.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-17967.html Wed, 19 Aug 2020 00:00:00 -0700 2020-17967 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-17967.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-18002.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-18002.html Tue, 18 Aug 2020 00:00:00 -0700 2020-18002 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-18002.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-18001.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-18001.html Tue, 18 Aug 2020 00:00:00 -0700 2020-18001 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-18001.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-18000.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-18000.html Tue, 18 Aug 2020 00:00:00 -0700 2020-18000 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-18000.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17999.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17999.html Tue, 18 Aug 2020 00:00:00 -0700 2020-17999 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-17999.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17996.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17996.html Tue, 18 Aug 2020 00:00:00 -0700 2020-17996 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-17996.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17993.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17993.html Tue, 18 Aug 2020 00:00:00 -0700 2020-17993 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-17993.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of the Boston Security Token Exchange LLC as a Facility of the Exchange https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17968.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17968.html Tue, 18 Aug 2020 00:00:00 -0700 2020-17968 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-17968.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17966.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17966.html Tue, 18 Aug 2020 00:00:00 -0700 2020-17966 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-17966.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE Chicago, Inc., NYSE American LLC, NYSE Arca, Inc., and NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17965.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17965.html Tue, 18 Aug 2020 00:00:00 -0700 2020-17965 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-17965.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE Chicago, Inc., NYSE American LLC, NYSE Arca, Inc., and NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17964.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17964.html Tue, 18 Aug 2020 00:00:00 -0700 2020-17964 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-17964.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17963.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17963.html Tue, 18 Aug 2020 00:00:00 -0700 2020-17963 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-17963.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Its Rules Relating to the Processing of Auction Responses https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17962.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17962.html Tue, 18 Aug 2020 00:00:00 -0700 2020-17962 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-17962.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Phlx's Business Continuity and Disaster Recovery for Its Trading Floor https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17961.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-17961.html Tue, 18 Aug 2020 00:00:00 -0700 2020-17961 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-17961.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 16000 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Commission https://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17828.html https://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17828.html Mon, 17 Aug 2020 00:00:00 -0700 2020-17828 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-17/pdf/2020-17828.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17823.html https://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17823.html Mon, 17 Aug 2020 00:00:00 -0700 2020-17823 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-17/pdf/2020-17823.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17927.html https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17927.html Fri, 14 Aug 2020 00:00:00 -0700 2020-17927 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-14/pdf/2020-17927.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.10 Concerning Off-Floor Transfers https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17759.html https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17759.html Fri, 14 Aug 2020 00:00:00 -0700 2020-17759 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-14/pdf/2020-17759.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.10 Concerning Off-Floor Transfers https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17758.html https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17758.html Fri, 14 Aug 2020 00:00:00 -0700 2020-17758 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-14/pdf/2020-17758.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.61 Concerning Off-Floor Transfers https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17757.html https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17757.html Fri, 14 Aug 2020 00:00:00 -0700 2020-17757 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-14/pdf/2020-17757.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 5.24 https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17756.html https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17756.html Fri, 14 Aug 2020 00:00:00 -0700 2020-17756 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-14/pdf/2020-17756.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4764 and Rule 4765 https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17755.html https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17755.html Fri, 14 Aug 2020 00:00:00 -0700 2020-17755 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-14/pdf/2020-17755.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3316 and Rule 3215 Commentary https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17754.html https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17754.html Fri, 14 Aug 2020 00:00:00 -0700 2020-17754 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-14/pdf/2020-17754.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Certain Changes Regarding the Underlying Benchmark for the ProShares Ultra Bloomberg Crude Oil ETF and ProShares UltraShort Bloomberg Crude Oil ETF https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17753.html https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17753.html Fri, 14 Aug 2020 00:00:00 -0700 2020-17753 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-14/pdf/2020-17753.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Proposed Changes To Enhance OCC's Stock Loan Close-Out Process https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17745.html https://regulations.justia.com/regulations/fedreg/2020/08/14/2020-17745.html Fri, 14 Aug 2020 00:00:00 -0700 2020-17745 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-14/pdf/2020-17745.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 8.15 and To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 8.15.01 https://regulations.justia.com/regulations/fedreg/2020/08/13/2020-17670.html https://regulations.justia.com/regulations/fedreg/2020/08/13/2020-17670.html Thu, 13 Aug 2020 00:00:00 -0700 2020-17670 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-13/pdf/2020-17670.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 (Order and Quote Price Protection Mechanisms and Risk Controls) in Connection With Sell Market Orders in No-Bid Series https://regulations.justia.com/regulations/fedreg/2020/08/13/2020-17669.html https://regulations.justia.com/regulations/fedreg/2020/08/13/2020-17669.html Thu, 13 Aug 2020 00:00:00 -0700 2020-17669 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-13/pdf/2020-17669.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2020/08/13/2020-17352.html https://regulations.justia.com/regulations/fedreg/2020/08/13/2020-17352.html Thu, 13 Aug 2020 00:00:00 -0700 2020-17352 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-13/pdf/2020-17352.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Rules Governing the Trading of Equity Securities https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17564.html https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17564.html Wed, 12 Aug 2020 00:00:00 -0700 2020-17564 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-12/pdf/2020-17564.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 122 https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17563.html https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17563.html Wed, 12 Aug 2020 00:00:00 -0700 2020-17563 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-12/pdf/2020-17563.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change To Amend Rules 7.36 and 7.37 Relating to Setter Priority and Allocation https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17562.html https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17562.html Wed, 12 Aug 2020 00:00:00 -0700 2020-17562 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-12/pdf/2020-17562.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known As Intraday Open-Close Data https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17561.html https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17561.html Wed, 12 Aug 2020 00:00:00 -0700 2020-17561 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-12/pdf/2020-17561.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known As Intraday Open-Close Data https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17560.html https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17560.html Wed, 12 Aug 2020 00:00:00 -0700 2020-17560 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-12/pdf/2020-17560.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known as Intraday Open-Close Data https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17559.html https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17559.html Wed, 12 Aug 2020 00:00:00 -0700 2020-17559 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-12/pdf/2020-17559.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known as Intraday Open-Close Data https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17558.html https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17558.html Wed, 12 Aug 2020 00:00:00 -0700 2020-17558 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-12/pdf/2020-17558.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17557.html https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17557.html Wed, 12 Aug 2020 00:00:00 -0700 2020-17557 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-12/pdf/2020-17557.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17556.html https://regulations.justia.com/regulations/fedreg/2020/08/12/2020-17556.html Wed, 12 Aug 2020 00:00:00 -0700 2020-17556 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-12/pdf/2020-17556.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/08/11/2020-17456.html https://regulations.justia.com/regulations/fedreg/2020/08/11/2020-17456.html Tue, 11 Aug 2020 00:00:00 -0700 2020-17456 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-11/pdf/2020-17456.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/08/11/2020-17455.html https://regulations.justia.com/regulations/fedreg/2020/08/11/2020-17455.html Tue, 11 Aug 2020 00:00:00 -0700 2020-17455 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-11/pdf/2020-17455.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 That Are Designed To Improve Board Governance https://regulations.justia.com/regulations/fedreg/2020/08/11/2020-17454.html https://regulations.justia.com/regulations/fedreg/2020/08/11/2020-17454.html Tue, 11 Aug 2020 00:00:00 -0700 2020-17454 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-11/pdf/2020-17454.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2020/08/11/2020-17453.html https://regulations.justia.com/regulations/fedreg/2020/08/11/2020-17453.html Tue, 11 Aug 2020 00:00:00 -0700 2020-17453 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-11/pdf/2020-17453.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/08/11/2020-17452.html https://regulations.justia.com/regulations/fedreg/2020/08/11/2020-17452.html Tue, 11 Aug 2020 00:00:00 -0700 2020-17452 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-11/pdf/2020-17452.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various BX Rules in Connection With a Technology Migration https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17355.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17355.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17355 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17355.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Rule 14.11, Other Securities, To Modify a Continued Listing Criterion for Certain Exchange-Traded Products https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17353.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17353.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17353 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17353.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17351.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17351.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17351 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17351.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17350.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17350.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17350 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17350.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Governing Liability of Directors and of the Exchange https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17349.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17349.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17349 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17349.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Under General 7 of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17348.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17348.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17348 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17348.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent With an Amendment Recently Approved by the Commission https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17347.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17347.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17347 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17347.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to LCH SA's Governance Arrangements https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17346.html https://regulations.justia.com/regulations/fedreg/2020/08/10/2020-17346.html Mon, 10 Aug 2020 00:00:00 -0700 2020-17346 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-10/pdf/2020-17346.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17406.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17406.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17406 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17406.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To Amend Nasdaq Rule 5704 https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17303.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17303.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17303 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17303.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17260.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17260.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17260 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17260.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17259.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17259.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17259 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17259.pdf Notice - Submission for OMB review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17258.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17258.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17258 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17258.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17257.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17257.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17257 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17257.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17255.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17255.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17255 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17255.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17253.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17253.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17253 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17253.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17252.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17252.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17252 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17252.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17251.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17251.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17251 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17251.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17250.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17250.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17250 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17250.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17249.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17249.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17249 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17249.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Partial Amendment No. 1 To Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17248.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17248.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17248 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17248.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Partial Amendment No. 1 To Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17247.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17247.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17247 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17247.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17246.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17246.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17246 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17246.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17245.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17245.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17245 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17245.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17244.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17244.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17244 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17244.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17243.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17243.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17243 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17243.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the “Commission”) https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17242.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17242.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17242 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17242.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 4.5, Which is Part of the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) to be Consistent with an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the “Commission”) https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17241.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17241.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17241 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17241.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the “Commission”) https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17240.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17240.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17240 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17240.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the “Commission”) https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17239.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17239.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17239 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17239.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rule 4.5 Regarding the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17136.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17136.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17136 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17136.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Is the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (“Commission”) https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17135.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17135.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17135 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17135.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17134.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17134.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17134 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17134.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Regarding the CAT NMS Plan https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17133.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17133.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17133 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17133.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 6800 Series https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17132.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17132.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17132 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17132.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF Under NYSE Arca Rule 8.601-E https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17131.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17131.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17131 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17131.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Non-Substantive Changes to the Rulebook https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17130.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17130.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17130 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17130.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Exercise Procedures and ICC Clearing Rules https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17129.html https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17129.html Thu, 06 Aug 2020 00:00:00 -0700 2020-17129 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17129.pdf Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17106.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17106.html Wed, 05 Aug 2020 00:00:00 -0700 2020-17106 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-17106.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17056.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17056.html Wed, 05 Aug 2020 00:00:00 -0700 2020-17056 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-17056.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17010.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17010.html Wed, 05 Aug 2020 00:00:00 -0700 2020-17010 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-17010.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XVII, Consolidated Audit Trail Compliance Rule. https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17000.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17000.html Wed, 05 Aug 2020 00:00:00 -0700 2020-17000 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-17000.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6.6800 Series https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16999.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16999.html Wed, 05 Aug 2020 00:00:00 -0700 2020-16999 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-16999.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6.6800 Series https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16998.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16998.html Wed, 05 Aug 2020 00:00:00 -0700 2020-16998 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-16998.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 11.6800 Series https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16997.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16997.html Wed, 05 Aug 2020 00:00:00 -0700 2020-16997 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-16997.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 6800 Series https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16996.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16996.html Wed, 05 Aug 2020 00:00:00 -0700 2020-16996 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-16996.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.8-O To Increase Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16995.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16995.html Wed, 05 Aug 2020 00:00:00 -0700 2020-16995 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-16995.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 904 To Increase Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16994.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16994.html Wed, 05 Aug 2020 00:00:00 -0700 2020-16994 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-16994.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Period for Specified Commentaries to Rules 7.35, 7.35A, 7.35B, and 7.35C and Temporary Rule Relief in Rule 36.30 https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16993.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-16993.html Wed, 05 Aug 2020 00:00:00 -0700 2020-16993 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-16993.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Introduce Periodic Auctions for the Trading of U.S. Equity Securities https://regulations.justia.com/regulations/fedreg/2020/08/04/2020-16876.html https://regulations.justia.com/regulations/fedreg/2020/08/04/2020-16876.html Tue, 04 Aug 2020 00:00:00 -0700 2020-16876 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-04/pdf/2020-16876.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-015 https://regulations.justia.com/regulations/fedreg/2020/08/04/2020-16875.html https://regulations.justia.com/regulations/fedreg/2020/08/04/2020-16875.html Tue, 04 Aug 2020 00:00:00 -0700 2020-16875 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-04/pdf/2020-16875.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Amend Section IX.C (Trading Floor Participant Fees) and Remove Section IX.D (Trading Floor Booth Space Fee) https://regulations.justia.com/regulations/fedreg/2020/08/04/2020-16874.html https://regulations.justia.com/regulations/fedreg/2020/08/04/2020-16874.html Tue, 04 Aug 2020 00:00:00 -0700 2020-16874 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-04/pdf/2020-16874.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 1, 3, and 6 https://regulations.justia.com/regulations/fedreg/2020/08/04/2020-16873.html https://regulations.justia.com/regulations/fedreg/2020/08/04/2020-16873.html Tue, 04 Aug 2020 00:00:00 -0700 2020-16873 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-04/pdf/2020-16873.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16903.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16903.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16903 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16903.pdf Notice - Morgan Stanley Direct Lending Fund, et al. https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16830.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16830.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16830 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16830.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Address Extraordinary Market Volatility To Add MEMX LLC as a Participant https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16808.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16808.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16808 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16808.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add MEMX LLC as a Party Thereto https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16807.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16807.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16807 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16807.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add the MEMX LLC as a Participant https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16806.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16806.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16806 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16806.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Forty-Eighth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16805.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16805.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16805 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16805.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Thirty-Fourth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Fifth Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16804.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16804.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16804 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16804.pdf Notice - 1WS Credit Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16714.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16714.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16714 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16714.pdf Notice - Blackstone Alternative Investment Funds; Blackstone Alternative Investment Advisors LLC https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16712.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16712.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16712 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16712.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217 https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16710.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16710.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16710 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16710.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Listing Rule IM-5900-8 To Offer a Complimentary Global Targeting Tool to Acquisition Companies Listed Pursuant to Nasdaq IM-5101-2 that Have Publicly Announced Entering Into a Binding Agreement for a Business Combination https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16709.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16709.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16709 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16709.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16708.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16708.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16708 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16708.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217 https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16707.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16707.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16707 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16707.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Article 12, Rule 8 https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16706.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16706.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16706 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16706.pdf Notice - Self-Regulatory Organizations; ICEEU Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICEEU Clearing Rules https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16705.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16705.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16705 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16705.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for the Subscription-Based Portfolio Composition File Reporting Service https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16704.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16704.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16704 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16704.pdf