<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/08/31?registers=between Sun, 13 Jul 2025 06:15:52 -0700 Sun, 13 Jul 2025 06:15:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/08/31?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19201.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19201.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19201 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19201.pdf Notice - Order Making Fiscal Year 2021 Annual Adjustments to Registration Fee Rates https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19079.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19079.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19079 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19079.pdf Notice - Order Granting Exemptions From Certain Rules Related to the Sale and Delivery of Physical Securities Under Regulation SHO Related to COVID-19 https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19061.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19061.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19061 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19061.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a) https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19054.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19054.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19054 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19054.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19053.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19053.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19053 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19053.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7160 (Transfer of Positions) https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19052.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19052.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19052 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19052.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of Gabelli ETFs Under Rule 8.900-E, Managed Portfolio Shares https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19051.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19051.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19051 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19051.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19050.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19050.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19050 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19050.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19049.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19049.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19049 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19049.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19048.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19048.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19048 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19048.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19047.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19047.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19047 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19047.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19046.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19046.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19046 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19046.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19045.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19045.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19045 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19045.pdf Rule - Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-16468.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-16468.html Mon, 31 Aug 2020 00:00:00 -0700 2020-16468 Rule https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-16468.pdf Rule - Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities; Correction https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-11480.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-11480.html Mon, 31 Aug 2020 00:00:00 -0700 2020-11480 Rule https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-11480.pdf Rule - Amendments to Financial Disclosures About Acquired and Disposed Businesses https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-11479.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-11479.html Mon, 31 Aug 2020 00:00:00 -0700 2020-11479 Rule https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-11479.pdf