<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/08/07?registers=between Sun, 29 Dec 2024 10:19:13 -0800 Sun, 29 Dec 2024 10:19:13 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/08/07?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17406.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17406.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17406 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17406.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To Amend Nasdaq Rule 5704 https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17303.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17303.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17303 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17303.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17260.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17260.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17260 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17260.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17259.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17259.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17259 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17259.pdf Notice - Submission for OMB review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17258.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17258.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17258 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17258.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17257.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17257.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17257 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17257.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17255.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17255.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17255 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17255.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17253.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17253.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17253 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17253.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17252.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17252.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17252 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17252.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17251.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17251.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17251 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17251.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17250.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17250.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17250 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17250.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17249.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17249.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17249 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17249.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Partial Amendment No. 1 To Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17248.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17248.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17248 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17248.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Partial Amendment No. 1 To Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17247.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17247.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17247 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17247.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17246.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17246.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17246 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17246.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17245.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17245.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17245 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17245.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17244.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17244.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17244 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17244.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17243.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17243.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17243 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17243.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the “Commission”) https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17242.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17242.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17242 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17242.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 4.5, Which is Part of the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) to be Consistent with an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the “Commission”) https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17241.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17241.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17241 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17241.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the “Commission”) https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17240.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17240.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17240 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17240.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the “Commission”) https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17239.html https://regulations.justia.com/regulations/fedreg/2020/08/07/2020-17239.html Fri, 07 Aug 2020 00:00:00 -0700 2020-17239 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-07/pdf/2020-17239.pdf