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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/08/06?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/08/06?registers=between
Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rule 4.5 Regarding the National Market System Plan Governing the Consolidated Audit Trail
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17136.html
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17136.htmlThu, 06 Aug 2020 00:00:00 -07002020-17136Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17136.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Is the Exchange's Compliance Rule (“Compliance Rule”) Regarding the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (“Commission”)
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17135.html
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17135.htmlThu, 06 Aug 2020 00:00:00 -07002020-17135Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17135.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17134.html
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17134.htmlThu, 06 Aug 2020 00:00:00 -07002020-17134Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17134.pdfNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Regarding the CAT NMS Plan
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17133.html
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17133.htmlThu, 06 Aug 2020 00:00:00 -07002020-17133Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17133.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 6800 Series
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17132.html
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17132.htmlThu, 06 Aug 2020 00:00:00 -07002020-17132Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17132.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF Under NYSE Arca Rule 8.601-E
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17131.html
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17131.htmlThu, 06 Aug 2020 00:00:00 -07002020-17131Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17131.pdfNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Non-Substantive Changes to the Rulebook
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17130.html
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17130.htmlThu, 06 Aug 2020 00:00:00 -07002020-17130Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17130.pdfNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Exercise Procedures and ICC Clearing Rules
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17129.html
https://regulations.justia.com/regulations/fedreg/2020/08/06/2020-17129.htmlThu, 06 Aug 2020 00:00:00 -07002020-17129Noticehttps://www.govinfo.gov/content/pkg/FR-2020-08-06/pdf/2020-17129.pdf