<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/08/03?registers=between Sun, 29 Dec 2024 09:54:15 -0800 Sun, 29 Dec 2024 09:54:15 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/08/03?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16903.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16903.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16903 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16903.pdf Notice - Morgan Stanley Direct Lending Fund, et al. https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16830.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16830.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16830 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16830.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Address Extraordinary Market Volatility To Add MEMX LLC as a Participant https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16808.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16808.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16808 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16808.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add MEMX LLC as a Party Thereto https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16807.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16807.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16807 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16807.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add the MEMX LLC as a Participant https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16806.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16806.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16806 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16806.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Forty-Eighth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16805.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16805.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16805 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16805.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Thirty-Fourth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Fifth Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16804.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16804.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16804 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16804.pdf Notice - 1WS Credit Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16714.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16714.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16714 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16714.pdf Notice - Blackstone Alternative Investment Funds; Blackstone Alternative Investment Advisors LLC https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16712.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16712.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16712 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16712.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217 https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16710.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16710.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16710 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16710.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Listing Rule IM-5900-8 To Offer a Complimentary Global Targeting Tool to Acquisition Companies Listed Pursuant to Nasdaq IM-5101-2 that Have Publicly Announced Entering Into a Binding Agreement for a Business Combination https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16709.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16709.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16709 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16709.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16708.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16708.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16708 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16708.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217 https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16707.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16707.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16707 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16707.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Article 12, Rule 8 https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16706.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16706.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16706 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16706.pdf Notice - Self-Regulatory Organizations; ICEEU Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICEEU Clearing Rules https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16705.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16705.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16705 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16705.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for the Subscription-Based Portfolio Composition File Reporting Service https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16704.html https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16704.html Mon, 03 Aug 2020 00:00:00 -0700 2020-16704 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16704.pdf