Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/08/03?limit=200&registers=between&mode=atom 2024-12-29T09:39:16-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16903.html Notice - Sunshine Act Meetings 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16903 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16903.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16830.html Notice - Morgan Stanley Direct Lending Fund, et al. 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16830 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16830.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16808.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Address Extraordinary Market Volatility To Add MEMX LLC as a Participant 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16808 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16808.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16807.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add MEMX LLC as a Party Thereto 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16807 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16807.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16806.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add the MEMX LLC as a Participant 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16806 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16806.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16805.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Forty-Eighth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16805 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16805.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16804.html Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Thirty-Fourth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Fifth Substantive Amendment to the Restated CQ Plan 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16804 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16804.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16714.html Notice - 1WS Credit Income Fund, et al. 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16714 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16714.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16712.html Notice - Blackstone Alternative Investment Funds; Blackstone Alternative Investment Advisors LLC 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16712 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16712.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16710.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16710 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16710.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16709.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Listing Rule IM-5900-8 To Offer a Complimentary Global Targeting Tool to Acquisition Companies Listed Pursuant to Nasdaq IM-5101-2 that Have Publicly Announced Entering Into a Binding Agreement for a Business Combination 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16709 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16709.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16708.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16708 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16708.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16707.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16707 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16707.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16706.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Article 12, Rule 8 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16706 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16706.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16705.html Notice - Self-Regulatory Organizations; ICEEU Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICEEU Clearing Rules 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16705 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16705.pdf https://regulations.justia.com/regulations/fedreg/2020/08/03/2020-16704.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for the Subscription-Based Portfolio Composition File Reporting Service 2020-08-03T00:00:00-07:00 2020-08-03T00:00:00-07:00 2020-16704 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-03/pdf/2020-16704.pdf