<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/31?registers=between Thu, 23 May 2024 12:21:35 -0700 Thu, 23 May 2024 12:21:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/31?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16840.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16840.html Fri, 31 Jul 2020 00:00:00 -0700 2020-16840 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16840.pdf Notice - Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16589.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16589.html Fri, 31 Jul 2020 00:00:00 -0700 2020-16589 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16589.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 5.37, 5.38, and 5.73 https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16573.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16573.html Fri, 31 Jul 2020 00:00:00 -0700 2020-16573 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16573.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Defer Entry Fees for Acquisition Companies https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16572.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16572.html Fri, 31 Jul 2020 00:00:00 -0700 2020-16572 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16572.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 10.3 by Extending the Credit Option Margin Pilot Program Through September 1, 2021 https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16571.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16571.html Fri, 31 Jul 2020 00:00:00 -0700 2020-16571 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16571.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Automated Price Improvement Auction Rules in Connection With Agency Order Size Requirements https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16570.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16570.html Fri, 31 Jul 2020 00:00:00 -0700 2020-16570 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16570.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16569.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16569.html Fri, 31 Jul 2020 00:00:00 -0700 2020-16569 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16569.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217 https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16568.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16568.html Fri, 31 Jul 2020 00:00:00 -0700 2020-16568 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16568.pdf Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.html Fri, 31 Jul 2020 00:00:00 -0700 2020-15525 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15525.pdf Proposed Rule - Reporting Threshold for Institutional Investment Managers https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15322.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15322.html Fri, 31 Jul 2020 00:00:00 -0700 2020-15322 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15322.pdf