<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/31?registers=between
Sun, 13 Jul 2025 12:47:37 -0700Sun, 13 Jul 2025 12:47:37 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/31?registers=between
Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16840.html
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16840.htmlFri, 31 Jul 2020 00:00:00 -07002020-16840Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16840.pdfNotice - Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16589.html
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16589.htmlFri, 31 Jul 2020 00:00:00 -07002020-16589Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16589.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 5.37, 5.38, and 5.73
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16573.html
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16573.htmlFri, 31 Jul 2020 00:00:00 -07002020-16573Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16573.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Defer Entry Fees for Acquisition Companies
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16572.html
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16572.htmlFri, 31 Jul 2020 00:00:00 -07002020-16572Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16572.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 10.3 by Extending the Credit Option Margin Pilot Program Through September 1, 2021
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16571.html
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16571.htmlFri, 31 Jul 2020 00:00:00 -07002020-16571Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16571.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Automated Price Improvement Auction Rules in Connection With Agency Order Size Requirements
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16570.html
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16570.htmlFri, 31 Jul 2020 00:00:00 -07002020-16570Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16570.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16569.html
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16569.htmlFri, 31 Jul 2020 00:00:00 -07002020-16569Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16569.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16568.html
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-16568.htmlFri, 31 Jul 2020 00:00:00 -07002020-16568Noticehttps://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-16568.pdfRule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.html
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.htmlFri, 31 Jul 2020 00:00:00 -07002020-15525Rulehttps://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15525.pdfProposed Rule - Reporting Threshold for Institutional Investment Managers
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15322.html
https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15322.htmlFri, 31 Jul 2020 00:00:00 -07002020-15322Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15322.pdf