<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/27?registers=between Sat, 28 Dec 2024 17:01:44 -0800 Sat, 28 Dec 2024 17:01:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/07/27?registers=between Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Proposed Rule Change To Amend BX's Opening Process in Connection With a Technology Migration https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16165.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16165.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16165 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16165.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16164.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16164.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16164 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16164.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16163.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16163.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16163 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16163.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Supplementary Material .20 to Rule 76 https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16162.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16162.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16162 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16162.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1E To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16161.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16161.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16161 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16161.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16160.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16160.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16160 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16160.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Clearing Agency Policy on Capital Requirements https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16159.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16159.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16159 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16159.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Policy on Capital Requirements https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16158.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16158.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16158 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16158.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Policy on Capital Requirements https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16157.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16157.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16157 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16157.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16156.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16156.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16156 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16156.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Apply Additional Initial Listing Criteria for Companies Primarily Operating in Restrictive Markets https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16155.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16155.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16155 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16155.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16154.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16154.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16154 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16154.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16141.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-16141.html Mon, 27 Jul 2020 00:00:00 -0700 2020-16141 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-16141.pdf Rule - Securities Offering Reform for Closed-End Investment Companies; Correction https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-15170.html https://regulations.justia.com/regulations/fedreg/2020/07/27/2020-15170.html Mon, 27 Jul 2020 00:00:00 -0700 2020-15170 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-27/pdf/2020-15170.pdf